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Original filing (PDF)20251015055259NAL0002007059001
KARI-OUT LLC
Form 5500
FILING_RECEIVED
KARI-OUT 401(K) PLAN
401(k) retirement plan
Active participants
458
Accounts w/ balance
336
Plan assets (EOY)
$19.0M
Net assets (EOY)
$19.0M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 46 bps in Schedule C fees — 59% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KARI-OUT LLC.
Plan sponsor
Name
KARI-OUT LLC
EIN
84-4103793
Address
520 WHITE PLAINS ROAD 6TH FLOOR · TARRYTOWN, NY · 10591
Phone
(914) 580-3200
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HILL, BARTH, AND KING LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $37K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL CORPORATION RPCP | 95-2834236 | — | INVESTMENT/FINANCIAL ADVI | $51K | — |
| MESIROW FINANCIAL INVESTMENT MANAGE | 36-3429599 | — | INVESTMENT/FINANCIAL ADVI | $0 | — |
Investments
37 direct securities · 1 pooled fund· $18.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$18.3M
37 holdings
Common Collective Trust
$459K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $3.1M | 16.2% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $1.8M | 9.3% | |
| VAN LIFESTRAT CONSERV GR - INV | Registered Investment Companies | — | — | $1.3M | 6.6% | |
| FID ADV EQUITY GROWTH - Z | Registered Investment Companies | — | — | $984K | 5.2% | |
| ISHARES MSCI TOTAL INTL IDX K | Registered Investment Companies | — | — | $938K | 4.9% | |
| VANGUARD LIFESTRATEGY GROWTH | Registered Investment Companies | — | — | $905K | 4.8% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $877K | 4.6% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $703K | 3.7% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $685K | 3.6% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $630K | 3.3% | |
| VANGUARD LIFESTRATEGY MOD GROW | Registered Investment Companies | — | — | $565K | 3.0% | |
| DFA COMMODITY STRAT PORT INST 546 REGISTERED INVESTMENT COMPANY AMF BOND FUND OF AMERICA R6 577 REGISTERED INVESTMENT COMPANY VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $532K | 2.8% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $517K | 2.7% | |
| MFS VALUE R6 | Registered Investment Companies | — | — | $510K | 2.7% | |
| JPMORGAN MID CAP GROWTH R6 | Registered Investment Companies | — | — | $494K | 2.6% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $469K | 2.5% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $459K | 2.4% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $370K | 1.9% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $358K | 1.9% | |
| ISHARES RUSSELL 1000 LRG CAP K | Registered Investment Companies | — | — | $357K | 1.9% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $283K | 1.5% | |
| DFA INTL CORE EQUITY 2 INST | Registered Investment Companies | — | — | $247K | 1.3% | |
| JPMORGAN MID CAP VALUE FUND R6 | Registered Investment Companies | — | — | $243K | 1.3% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $233K | 1.2% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $210K | 1.1% | |
| MFS INTL NEW DISCCOVERY R6 | Registered Investment Companies | — | — | $209K | 1.1% | |
| VOYA INTERMEDIATE BOND R6 | Registered Investment Companies | — | — | $201K | 1.1% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $189K | 1.0% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $114K | 0.6% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $102K | 0.5% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $97K | 0.5% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $63K | 0.3% | |
| AB SMALL CAP GROWTH PORT Z | Registered Investment Companies | — | — | $46K | 0.2% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $31K | 0.2% | |
| PIMCO INTL BOND USD HDGD I | Registered Investment Companies | — | — | $23K | 0.1% | |
| DFA REAL ESTATE SEC PORT INST | Registered Investment Companies | — | — | $15K | <0.1% | |
| AMERICAN FUNDS US GOV SEC R6 | Registered Investment Companies | — | — | $10K | <0.1% | |
| INVESCO CORPORATE BOND R6 | Registered Investment Companies | — | — | $6K | <0.1% |
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