This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| CORE PLUS BOND FUND II WILMINGTON TRUST · EIN 38-7271377 / PN 758 | Common Collective Trust | $4.0M | 10.0% |
| ALTA PRIVATELY MANAGED ALTS CL2 ALTA TRUST · EIN 99-2667326 / PN 001 | Common Collective Trust | $2.8M | 7.0% |
Common Collective Trust |
| $1.6M |
| 4.1% |
| MFS MID CAP VALUE FUND WILMINGTON TRUST · EIN 38-4139822 / PN 616 | Common Collective Trust | $1.6M | 4.0% |
| CLEARBRIDGE INTERNATIONAL GRTH CL R WILMINGTON TRUST · EIN 82-3125078 / PN 346 | Common Collective Trust | $1.6M | 3.9% |
| LARGE CAP VALUE CIT R1 CLASS R1 WILMINGTON TRUST · EIN 86-1899009 / PN 676 | Common Collective Trust | $1.2M | 3.0% |
| GOLDMAN SACHS LARGE CAP VALUE CL 1 TRANSAMERICA FINANCIAL LIFE INS COMPANY · EIN 36-6071399 / PN 089 | Common Collective Trust | $1.2M | 3.0% |
| PUTNAM LARGE CAP GROWTH CL R PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | $1.2M | 3.0% |
| AMERICAN INNOVATION ALTA TRUST · EIN 88-1455698 / PN 001 | Common Collective Trust | $1.2M | 2.9% |
| ALTA TRUST SHORT TERM INVESTMENT ALTA TRUST · EIN 92-0398350 / PN 001 | Common Collective Trust | $1.1M | 2.8% |
| FRANKLN S M CAP GROWTH GGT R GREAT GRAY TRUST · EIN 38-4116867 / PN 530 | Common Collective Trust | $795K | 2.0% |
| FRANKLIN SMALL CAP VALUE CLASS R WILMINGTON TRUST · EIN 38-4126289 / PN 594 | Common Collective Trust | $388K | 1.0% |
