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Original filing (PDF)20251008051158NAL0003046915001
PEG COMPANIES, INC.
Form 5500
FILING_RECEIVED
PEG COMPANIES 401(K) PLAN
401(k) retirement plan
Active participants
864
Accounts w/ balance
500
Plan assets (EOY)
$11.3M
Net assets (EOY)
$11.3M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 62 bps in Schedule C fees — 115% above peer band of 29 bps.
- 58% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PEG COMPANIES, INC..
Plan sponsor
Name
PEG COMPANIES, INC.
EIN
84-4084376
Address
145 W 200 N SUITE 100 · PROVO, UT · 84601
Phone
(385) 206-2091
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LARSON & COMPANY PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $44K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FOREST CAPITAL MANAGEMENT, LLC | 46-5576228 | — | INVESTMENT/FINANCIAL ADVI | $27K | — |
Investments
24 direct securities · 1 pooled fund· $11.0M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$11.0M
24 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK HIGH YIELD K 20 REGISTERED INVESTMENT COMPANY VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $1.5M | 13.2% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $1.5M | 13.2% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $1.4M | 12.0% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $971K | 8.6% | |
| AMERICAN FUNDS NEW WORLD R6 73 REGISTERED INVESTMENT COMPANY VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $885K | 7.8% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $815K | 7.2% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $786K | 6.9% | |
| PIONEER FUNDAMENTAL GROWTH K | Registered Investment Companies | — | — | $769K | 6.8% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $717K | 6.3% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $295K | 2.6% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $269K | 2.4% | |
| FIDELITY ADVISOR VALUE STRAT K | Registered Investment Companies | — | — | $143K | 1.3% | |
| NUVEEN INT EQ INDEX R6 | Registered Investment Companies | — | — | $139K | 1.2% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $137K | 1.2% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $125K | 1.1% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $100K | 0.9% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $95K | 0.8% | |
| ALS SPECIAL SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $90K | 0.8% | |
| VANGUARD MID CAP INDEX - ADM 98 REGISTERED INVESTMENT COMPANY PUTNAM SM CAP GWTHR6 | Registered Investment Companies | — | — | $83K | 0.7% | |
| VANGUARD WINDSOR II FD- ADM | Registered Investment Companies | — | — | $80K | 0.7% | |
| INVESCO CORE BOND R6 | Registered Investment Companies | — | — | $75K | 0.7% | |
| DFA GLOBAL REAL ESTATE SEC I 20 REGISTERED INVESTMENT COMPANY AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $74K | 0.7% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $44K | 0.4% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $2K | <0.1% | |
| INVESCO STABLE ASSET - ADP59 INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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