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Original filing (PDF)20250930115044NAL0011626849001
CONTINUUM ADVANTAGE, LLC
Form 5500
FILING_RECEIVED
CONTINUUM ADVANTAGE, LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
32% in single holding6 service providers
Active participants
205
Accounts w/ balance
244
Plan assets (EOY)
$14.3M
Net assets (EOY)
$14.3M
How this plan invests
This plan
5 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity Fidelity 500 Index" is 32% of plan.
- 63 bps in Schedule C fees — 118% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CONTINUUM ADVANTAGE, LLC.
Plan sponsor
Name
CONTINUUM ADVANTAGE, LLC
EIN
84-3896652
Address
2520 SE ENCOMPASS DRIVE · SUITE 210 · WAUKEE, IA · 50263
Phone
(515) 850-1224
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORGE FINANCIAL & MANAGEMENT CONSUL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $81K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES INC | — | DES MOINES, IA | BROKER/ADVISER | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE FINWAY GROUP LLC | — | WEST DES MOINES, IA | CONTRACT ADMIN | $6K | — |
| QUALIFIED PLAN CONSULTANTS, LLC | — | WEST DES MOINES, IA | CONTRACT ADMIN | $300 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ENVESTNET RETIREMENT SOLUTIONS, LLC | — | DENVER, CO | OTHER | $2K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
Investments
20 direct securities · 5 pooled funds· $14.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.6M
20 holdings
Common Collective Trust
$2.8M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $4.5M | 31.6% | |
| SSGA RUSSELL LC GWTH IDX NL CL C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 228 | Common Collective Trust | — | — | $1.5M | 10.8% | |
| BlackRock Lifepath Index Retirement K | — | — | — | $1.0M | 7.1% | |
| BlackRock iShares Russell Mid-Cap Index K | — | — | — | $830K | 5.8% | |
| SSGA RUSSELL LC VALUE IDX NL CL C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 226 | Common Collective Trust | — | — | $654K | 4.6% | |
| BlackRock iShares MMSCIEAFE International Index K | — | — | — | $649K | 4.5% | |
| BlackRock Lifepath Index 2065 K | — | — | — | $610K | 4.3% | |
| Fidelity Small Cap Index | — | — | — | $583K | 4.1% | |
| BlackRock Lifepath Index 2045 K | — | — | — | $546K | 3.8% | |
| BlackRock Lifepath Index 2035 K | — | — | — | $506K | 3.5% | |
| Fidelity Emerging Markets Index | — | — | — | $359K | 2.5% | |
| BlackRock Lifepath Index 2030 K | — | — | — | $296K | 2.1% | |
| BlackRock iShares US Aggregate Bond Index K | — | — | — | $284K | 2.0% | |
| SSGA RUSSELL SC GROWTH IDX NL CL C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 221 | Common Collective Trust | — | — | $281K | 2.0% | |
| Plan Sponsor Notes receivable from participants, interest rates ranging from 5.25% - 10.50% | — | — | — | $264K | 1.8% | |
| BlackRock Lifepath Index 2040 K | — | — | — | $254K | 1.8% | |
| SSGA RUSSELL VAL IDX NL CL C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 223 | Common Collective Trust | — | — | $252K | 1.8% | |
| BlackRock Lifepath Index 2060 K | — | — | — | $230K | 1.6% | |
| BlackRock Lifepath Index 2050 K | — | — | — | $226K | 1.6% | |
| BlackRock Lifepath Index 2055 K | — | — | — | $177K | 1.2% | |
| PGIM US Real Estate R6 | — | — | — | $95K | 0.7% | |
| BlackRock Commodity Strategies K | — | — | — | $85K | 0.6% | |
| Empower EI Fixed Asset Account | — | — | — | $33K | 0.2% | |
| STATE ST US INFL PROT BD IDX CL II STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $28K | 0.2% | |
| Transferred Included Not Correction Late to Plan on Schedule Corrected Program 2024 4,633 - | — | — | — | $5K | <0.1% |
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