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Original filing (PDF)20250930144658NAL0011814177001
ARCHITECTURAL ARTS MILLWORK, LLC
Form 5500
FILING_RECEIVED
ARCHITECTURAL ARTS MILLWORK, LLC 401(K) PLAN
401(k) retirement plan
Active participants
135
Accounts w/ balance
136
Plan assets (EOY)
$10.4M
Net assets (EOY)
$10.4M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 58 bps in Schedule C fees — 99% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARCHITECTURAL ARTS MILLWORK, LLC.
Plan sponsor
Name
ARCHITECTURAL ARTS MILLWORK, LLC
EIN
84-3690037
Address
2200 E. OVID AVE. · DES MOINES, IA · 50313
Phone
(515) 265-4441
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
UHY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-1455663 | — | RECORDKEEPER | $40K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES | 13-2638166 | — | INVESTMENT ADVISOR | $19K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| QUALIFIED PLAN CONSULTANTS, LLC | 20-0223513 | — | CONTRACT ADMIN | $2K | — |
Investments
28 direct securities· $10.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Columbia Contrarion Core Institutional Mutual fund | — | — | — | $1.7M | 16.4% | |
| MFS Lifetime 2040 Fund Mutual fund | — | — | — | $1.5M | 14.2% | |
| Victory Sycamore Established Value Mutual fund | — | — | — | $904K | 8.7% | |
| MFS International Intrinsic Value Mutual fund | — | — | — | $831K | 8.0% | |
| MFS Lifetime 2050 Fund Mutual fund | — | — | — | $642K | 6.2% | |
| MFS Lifetime 2030 Fund Mutual fund | — | — | — | $425K | 4.1% | |
| MFS Value Mutual fund | — | — | — | $417K | 4.0% | |
| Victory Integrity Small Cap Value Mutual fund | — | — | — | $401K | 3.8% | |
| Blackrock High Equity Income Mutual fund | — | — | — | $399K | 3.8% | |
| Similar Party Par or Maturity Value Allspring Premier Large Company Growth Mutual fund | — | — | — | $354K | 3.4% | |
| MFS Lifetime 2045 Fund Mutual fund | — | — | — | $337K | 3.2% | |
| BNY Mellon Institutional S&P 500 Stock Index Mutual fund | — | — | — | $303K | 2.9% | |
| Macquarie International Core Equity Mutual fund | — | — | — | $276K | 2.6% | |
| PGIM Total Return Bond Mutual fund | — | — | — | $276K | 2.6% | |
| Macquarie Small Cap Growth Mutual fund | — | — | — | $221K | 2.1% | |
| MFS Lifetime 2060 Fund Mutual fund | — | — | — | $200K | 1.9% | |
| MFS Lifetime 2035 Fund Mutual fund | — | — | — | $190K | 1.8% | |
| Invesco U.S. Government Money Portfolio Mutual fund | — | — | — | $189K | 1.8% | |
| Invesco Oppenheimer International Growth Mutual fund | — | — | — | $158K | 1.5% | |
| MFS Total Return Fund Mutual fund | — | — | — | $156K | 1.5% | |
| BNY Mellon MidCap Index Mutual fund | — | — | — | $118K | 1.1% | |
| MFS Lifetime 2055 Fund Mutual fund | — | — | — | $87K | 0.8% | |
| MFS Lifetime 2025 Fund Mutual fund | — | — | — | $82K | 0.8% | |
| MFS Lifetime Income Mutual fund | — | — | — | $80K | 0.8% | |
| BNY Mellon SmallCap Stock Index Mutual fund | — | — | — | $75K | 0.7% | |
| MFS Global Real Estate Mutual fund | — | — | — | $52K | 0.5% | |
| Participant Loans Participant loans (4.25%-9.50%) | — | — | — | $46K | 0.4% | |
| BNY Mellon International Stock Index Mutual fund | — | — | — | $26K | 0.2% |