Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BETTERMENT FOR BUSINESS, LLC | 47-4872674 | NEW YORK, NY | RECORDKEEPER | $6K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party- Identity of Issue, Including Maturity Date, Rate In- Borrower, Lessor, of Interest, Collateral, Par Current Interest or Similar Party or Maturity Value Mutual funds SPDR Portfolio S&P 500 ETF Mutual Fund | — | — | — | $1.3M | 27.0% | |
| Vanguard FTSE Developed Markets Mutual Fund | — | — | — | $1.1M | 23.5% | |
| Vanguard Total Stock Market ETF Mutual Fund | — | — | — | $861K | 18.0% | |
| Vanguard FTSE Emerging Markets Mutual Fund | — | — |
| — |
| $369K |
| 7.7% |
| iShares Core US Aggregate Bond ETF Mutual Fund | — | — | — | $353K | 7.4% |
| SPDR Portfolio S&P 400 Mid Cap Mutual Fund | — | — | — | $241K | 5.0% |
| SPDR Portfolio S&P 600 Small Cap ETF Mutual Fund | — | — | — | $186K | 3.9% |
| Vanguard Total International Bond ETF Mutual Fund | — | — | — | $60K | 1.3% |
| iShares Emerging Markets USD Bond ETF Mutual Fund | — | — | — | $53K | 1.1% |
| Goldman Sachs ActiveBeta US Large Cap Equity Mutual Fund | — | — | — | $42K | 0.9% |
| iShares ESG Aware MSCI USA ETF Mutual Fund | — | — | — | $30K | 0.6% |
| iShares 0-5 Year TIPS Bond ETF Mutual Fund | — | — | — | $28K | 0.6% |
| Vanguard Mid-Cap Value ETF Mutual Fund | — | — | — | $19K | 0.4% |
| Goldman Sachs TreasuryAccess 01 Year ETF Mutual Fund | — | — | — | $17K | 0.4% |
| iShares ESG Aware MSCI EAFE ETF Mutual Fund | — | — | — | $16K | 0.3% |
| SPDR S&P Kensho New Economies Composite ETF Mutual Fund | — | — | — | $12K | 0.3% |
| Vanguard Value ETF Mutual Fund | — | — | — | $10K | 0.2% |
| Goldman Sachs ActiveBeta International Equity Mutual Fund | — | — | — | $9K | 0.2% |
| Vanguard Small-Cap Value ETF Mutual Fund | — | — | — | $8K | 0.2% |
| iShares Core MSCI Emerging Markets ETF Mutual Fund | — | — | — | $8K | 0.2% |
| iShares ESG Aware MSCI EM ETF Mutual Fund | — | — | — | $7K | 0.1% |
| Goldman Sachs ActiveBeta Europe Equity ETF Mutual Fund | — | — | — | $6K | 0.1% |
| Goldman Sachs ActiveBeta Emerging Markets Equity Mutual Fund | — | — | — | $4K | <0.1% |
| TCW Transform 500 ETF Mutual Fund | — | — | — | $4K | <0.1% |
| iShares ESG Aware U.S. Aggregate Bond ETF Mutual Fund | — | — | — | $3K | <0.1% |
| Vanguard Dividend Appreciation ETF Mutual Fund | — | — | — | $3K | <0.1% |
| iShares ESG Aware MSCI USA Small-Cap ETF Mutual Fund | — | — | — | $3K | <0.1% |
| Goldman Sachs ActiveBeta Japan Equity ETF Mutual Fund | — | — | — | $2K | <0.1% |
| Goldman Sachs ActiveBeta US Small Cap Equity ETF Mutual Fund | — | — | — | $2K | <0.1% |
| Invesco Emerging Markets Sovereign Debt ETF Mutual Fund | — | — | — | $2K | <0.1% |
| Schwab U.S. REIT ETF Mutual Fund | — | — | — | $2K | <0.1% |
| Goldman Sachs Access U.S. Aggregate Bond ETF Mutual Fund | — | — | — | $2K | <0.1% |
| Goldman Sachs Access Investment Grade Corporate Bond ETF Mutual Fund | — | — | — | $1K | <0.1% |
| Goldman Sachs Access Emerging Markets USD Bond ETF Mutual Fund | — | — | — | $1K | <0.1% |
| Invesco QQQ Trust Mutual Fund | — | — | — | $1K | <0.1% |
| Vanguard U.S. Large-Cap Growth Equity ETF Mutual Fund | — | — | — | $1K | <0.1% |
| iShares ESG Aware USD Corporate Bond ETF Mutual Fund | — | — | — | $1K | <0.1% |
| Vanguard LongTerm Government Bond Mutual Fund | — | — | — | $1K | <0.1% |
