Original filing (PDF)20241009105137NAL0010538691001

Sumitovant Biopharma, Inc.

Name: Sumitovant Biopharma, Inc. — Sumitovant Biopharma, Form 5500 (2023)
Creator: Sumitovant Biopharma, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Sumitovant Biopharma, Inc. 401(k) Plan

401(k) retirement plan · Sumitovant Biopharma, Inc.'s Sumitovant Biopharma, Inc. 401(k) Plan filed a Form 5500 for plan year 2023, with Fidelity as recordkeeper.

Signals · 2

Late filing · 4.7 moCorrective distributions issued

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Knocking points off

Filed 4.7 months past the 10.5-month grace window.
Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SUMITOVANT BIOPHARMA, INC..

Plan sponsor

Name

SUMITOVANT BIOPHARMA, INC.

EIN

84-3508458all filings

Address

151 W. 42ND STREET, 15 FLOOR · NEW YORK, NY · 10036

Phone

(646) 747-4399

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-07-03

Filed

2024-10-09

Pension benefit codes

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3H · Sponsor in controlled / affiliated group

3D · Pre-approved plan (master / prototype / VS)

2E · Profit-sharing

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$41K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
NFP	35-2552359	—	INVESTMENT ADVISOR	$64K	—

Investments

1 pooled fund· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.