Back to filter
Original filing (PDF)20251002102224NAL0000247139001
AHEAD, INC.
Form 5500
FILING_RECEIVED
AHEAD, INC. 401(K) PLAN
401(k) retirement plan
Active participants
1,639
Accounts w/ balance
2,037
Plan assets (EOY)
$176.3M
Net assets (EOY)
$176.3M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 31 bps in Schedule C fees — 209% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AHEAD, INC..
Plan sponsor
Name
AHEAD, INC.
EIN
84-3489032
Address
444 WEST LAKE ST. SUITE 3000 · CHICAGO, IL · 60606
Phone
(312) 924-4492
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $276K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REGIONS BANK DBA REGIONS TRUST | — | HOOVER, AL | INVESTMENT ADVISOR | $129K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $140K | — |
Investments
25 direct securities · 1 pooled fund· $187.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$173.8M
25 holdings
Pooled Separate Account
$13.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual Fund | — | — | — | $30.1M | 17.1% | |
| TIAA- Cref Lifecycle Index 2045 Inst Mutual Fund | — | — | — | $20.4M | 11.6% | |
| TIAA- Cref Lifecycle Index 2050 Inst Mutual Fund | — | — | — | $18.7M | 10.6% | |
| TIAA- Cref Lifecycle Index 2040 Inst Mutual Fund | — | — | — | $16.0M | 9.1% | |
| FUTUREFUNDS SERIES ACCOUNT II OF GR EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $13.3M | 7.6% | |
| TIAA- Cref Lifecycle Index 2035 Inst Mutual Fund | — | — | — | $10.0M | 5.7% | |
| TIAA- Cref Lifecycle Index 2055 Inst Mutual Fund | — | — | — | $9.3M | 5.3% | |
| T. Rowe Price Blue Chip Growth Fund (IS) Mutual Fund | — | — | — | $9.0M | 5.1% | |
| TIAA- Cref Lifecycle Index 2060 Inst Mutual Fund | — | — | — | $7.7M | 4.4% | |
| Fidelity International Index Mutual Fund | — | — | — | $7.4M | 4.2% | |
| Fidelity US Bond Index Mutual Fund | — | — | — | $6.7M | 3.8% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $5.7M | 3.2% | |
| TIAA- Cref Lifecycle Index 2030 Inst Mutual Fund | — | — | — | $5.1M | 2.9% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $4.8M | 2.7% | |
| Capital Group Europacific Growth SA Mutual Fund | — | — | — | $4.3M | 2.5% | |
| TIAA- Cref Lifecycle Index Ret Inc Inst Mutual Fund | — | — | — | $3.4M | 1.9% | |
| Dodge & Cox Income X Mutual Fund | — | — | — | $2.5M | 1.4% | |
| Virtus Kar Small-Cap Growth R6 Mutual Fund | — | — | — | $2.4M | 1.3% | |
| MFS Mid Cap Growth R6 Mutual Fund | — | — | — | $2.1M | 1.2% | |
| Vanguard Federal Money Market Inv Mutual Fund | — | — | — | $2.0M | 1.1% | |
| DFA US Targeted Value I Mutual Fund | — | — | — | $1.8M | 1.0% | |
| TIAA- Cref Lifecycle Index 2025 Inst Mutual Fund | — | — | — | $1.7M | 1.0% | |
| MFS Value R6 Mutual Fund | — | — | — | $1.3M | 0.7% | |
| JPMorgan Mid Cap Value R6 Mutual Fund | — | — | — | $1.1M | 0.6% | |
| TIAA- Cref Lifecycle Index 2020 Inst Mutual Fund | — | — | — | $396K | 0.2% | |
| TIAA- Cref Lifecycle Index 2015 Inst Mutual Fund | — | — | — | $112K | <0.1% |