Original filing (PDF)20251230104638NAL0044464706001

SWK MANAGEMENT, INC.

Name: SWK MANAGEMENT, INC. — SWK MANAGEMENT, INC. 401(K) PLAN, Form 5500 (2024)
Creator: SWK MANAGEMENT, INC.

Form 5500

FILING_RECEIVED

SWK MANAGEMENT, INC. 401(K) PLAN

401(k) retirement plan

Signals · 1

Late filing · 1.5 mo

Active participants

305

Accounts w/ balance

145

Plan assets (EOY)

$4.0M

Net assets (EOY)

$4.0M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWK MANAGEMENT, INC..

Plan sponsor

Name

SWK MANAGEMENT, INC.

EIN

84-3173233

Address

9625 WES KEARNEY WAY · RIVERVIEW, FL · 33578

Phone

(813) 621-0855

Industry

Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-12-30

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$2K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH PIERCE FENNER SMITH	13-5674085	—	INVESTMENT ADVISOR	$22K	—

TPA / Administrator

Name	EIN	Location

Investments

1 pooled fund· $3.8M(96% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Investment	Type	Current value	% of plan
SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000	Pooled Separate Account	$3.8M	96.3%

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