Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $38K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $7K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | OTHER | $25 | — |
| EMPOWER FINANCIAL SERVICES, INC. |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Mutual fund | — | — | — | $3.3M | 17.6% | |
| American Funds 2045 Target Date Retirement Fund Mutual fund | — | — | — | $3.1M | 16.7% | |
| American Funds 2035 Target Date Retirement Fund Mutual fund | — | — |
| — |
| GREENWOOD VILLAGE, CO |
| OTHER |
| $10 |
| — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | OTHER | $0 | — |
| — |
| $1.5M |
| 7.9% |
| Vanguard Mid-Cap Index Fund Mutual fund | — | — | — | $1.3M | 6.9% |
| Vanguard Small-Cap Index Fund Mutual fund | — | — | — | $1.2M | 6.5% |
| ClearBridge Small Cap Growth Fund Mutual fund | — | — | — | $708K | 3.8% |
| BlackRock Capital Appreciation Fund Mutual fund | — | — | — | $668K | 3.6% |
| Vanguard Total International Stock Index Fund Mutual fund | — | — | — | $638K | 3.5% |
| American Funds 2030 Target Date Retirement Fund Mutual fund | — | — | — | $635K | 3.4% |
| Vanguard LifeStrategy Growth Fund Mutual fund | — | — | — | $630K | 3.4% |
| American Funds 2050 Target Date Retirement Fund Mutual fund | — | — | — | $530K | 2.9% |
| American Funds 2040 Target Date Retirement Fund Mutual fund | — | — | — | $428K | 2.3% |
| American Funds New World Fund Mutual fund | — | — | — | $410K | 2.2% |
| American Funds 2025 Target Date Retirement Fund Mutual fund | — | — | — | $326K | 1.8% |
| American Funds 2055 Target Date Retirement Fund Mutual fund | — | — | — | $235K | 1.3% |
| Vanguard LifeStrategy Moderate Growth Fund Mutual fund | — | — | — | $204K | 1.1% |
| Participant loans Interest rates from 5.75% to 9.50% $0 | Participant loans | — | — | $193K | 1.0% |
| American Funds 2015 Target Date Retirement Fund Mutual fund 242 * Empower Self Directed Brokerage Accounts Fund Self directed brokerage accounts | — | — | — | $166K | 0.9% |
| Cohen & Steers Real Estate Securities Fund Mutual fund | — | — | — | $134K | 0.7% |
| American Funds 2020 Target Date Retirement Fund Mutual fund | — | — | — | $128K | 0.7% |
| American Funds 2060 Target Date Retirement Fund Mutual fund | — | — | — | $113K | 0.6% |
| American Funds 2010 Target Date Retirement Fund Mutual fund | — | — | — | $81K | 0.4% |
| Vanguard LifeStrategy Income Fund Mutual fund | — | — | — | $29K | 0.2% |
| JPMorgan Equity Income Fund Mutual fund | — | — | — | $27K | 0.1% |
| American Funds 2065 Target Date Retirement Fund Mutual fund | — | — | — | $11K | <0.1% |
| Franklin Small Cap Value Fund Mutual fund | — | — | — | $10K | <0.1% |
