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Original filing (PDF)20251015104126NAL0009132130001
APEX INNOVATIVE SCIENCES, INC.
Form 5500
FILING_RECEIVED
APEX INNOVATIVE SCIENCES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
274
Accounts w/ balance
327
Plan assets (EOY)
$8.7M
Net assets (EOY)
$8.7M
How this plan invests
This plan
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APEX INNOVATIVE SCIENCES, INC..
Plan sponsor
Name
APEX INNOVATIVE SCIENCES, INC.
EIN
84-2814631
Address
12772 VALLEY VIEW STREET, SUITE 3 · GARDEN GROVE, CA · 92845
Phone
(866) 787-4257
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FARBER HASS HURLEY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $19K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE WATERFORD GROUP LLC | — | ROCHESTER, NY | INVESTMENT ADVISOR | $18K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL BENEFIT SERVICES, LLC | — | WEST JORDAN, UT | CONTRACT ADMIN | -$3K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $4K | — |
Investments
41 direct securities· $8.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Trust Co., LLC American Funds American Balanced R6 | — | — | — | $1.3M | 14.8% | |
| Empower Trust Co., LLC American Funds 2035 Trgt Date Retire R6** | — | — | — | $836K | 9.6% | |
| Empower Trust Co., LLC Fidelity 500 Index | — | — | — | $559K | 6.4% | |
| Empower Trust Co., LLC Fidelity Multi-Asset Index Fund | — | — | — | $505K | 5.8% | |
| Empower Trust Co., LLC JPMorgan Large Cap Growth R6 | — | — | — | $446K | 5.1% | |
| Empower Trust Co., LLC American Funds 2055 Trgt Date Retire R6** | — | — | — | $397K | 4.6% | |
| Empower Trust Co., LLC American Funds 2045 Trgt Date Retire R6** | — | — | — | $393K | 4.5% | |
| Empower Trust Co., LLC American Funds 2040 Trgt Date Retire R6** | — | — | — | $354K | 4.1% | |
| Investments - * Empower Trust Co., LLC American Funds 2010 Trgt Date Retire R6** $ 67 * Empower Trust Co., LLC American Funds 2015 Trgt Date Retire R6** | — | — | — | $323K | 3.7% | |
| Empower Trust Co., LLC American Funds 2025 Trgt Date Retire R6** | — | — | — | $280K | 3.2% | |
| Empower Trust Co., LLC Fidelity Small Cap Index | — | — | — | $244K | 2.8% | |
| Empower Trust Co., LLC American Funds 2030 Trgt Date Retire R6** | — | — | — | $239K | 2.8% | |
| Empower Trust Co., LLC Fidelity International Index | — | — | — | $208K | 2.4% | |
| Investments (Continued) - * Empower Trust Co., LLC American Funds American Mutual R6 | — | — | — | $206K | 2.4% | |
| Empower Trust Co., LLC BlackRock Health Sciences Opps K | — | — | — | $202K | 2.3% | |
| Empower Trust Co., LLC Fidelity Mid Cap Index | — | — | — | $198K | 2.3% | |
| Empower Trust Co., LLC American Funds New World R6 | — | — | — | $197K | 2.3% | |
| Empower Trust Co., LLC American Funds 2050 Trgt Date Retire R6** | — | — | — | $180K | 2.1% | |
| Fully benefit-responsive investment contract - * Empower Annuity EI Fixed Account - Series Class II | — | — | — | $180K | 2.1% | |
| Empower Trust Co., LLC Fidelity US Bond Index | — | — | — | $169K | 1.9% | |
| Empower Trust Co., LLC PGIM Jennison International Opps R6 | — | — | — | $142K | 1.6% | |
| Empower Trust Co., LLC BlackRock 40/60 Target Allocation K | — | — | — | $136K | 1.6% | |
| Empower Trust Co., LLC Franklin Real Estate Securities R6 | — | — | — | $136K | 1.6% | |
| Empower Trust Co., LLC American Funds 2020 Trgt Date Retire R6** | — | — | — | $135K | 1.6% | |
| Empower Trust Co., LLC Western Asset Core Plus Bond IS | — | — | — | $101K | 1.2% | |
| Empower Trust Co., LLC American Funds 2060 Trgt Date Retire R6** | — | — | — | $91K | 1.1% | |
| Empower Trust Co., LLC BlackRock 20/80 Target Allocation K | — | — | — | $85K | 1.0% | |
| Empower Trust Co., LLC T. Rowe Price Global Stock I | — | — | — | $77K | 0.9% | |
| Empower Trust Co., LLC Janus Henderson Global Tech Innovation N** | — | — | — | $69K | 0.8% | |
| Empower Trust Co., LLC American Funds Inflation Linked Bd R6 | — | — | — | $56K | 0.6% | |
| Empower Trust Co., LLC JPMorgan Small Cap Growth R6 | — | — | — | $41K | 0.5% | |
| Participant Loans 5.25% -6.75% -0- | — | — | — | $39K | 0.4% | |
| Empower Trust Co., LLC Franklin Utilities R6 | — | — | — | $38K | 0.4% | |
| Empower Trust Co., LLC Franklin Small Cap Value R6 | — | — | — | $35K | 0.4% | |
| Empower Trust Co., LLC PGIM High-Yield R6 | — | — | — | $35K | 0.4% | |
| Empower Trust Co., LLC BlackRock Mid-Cap Growth Equity K | — | — | — | $30K | 0.3% | |
| Empower Trust Co., LLC PIMCO Income Instl | — | — | — | $26K | 0.3% | |
| Empower Trust Co., LLC American Funds SMALLCAP World R6 | — | — | — | $19K | 0.2% | |
| Empower Trust Co., LLC Loomis Sayles Global Allocation N | — | — | — | $7K | <0.1% | |
| Empower Trust Co., LLC American Funds 2065 Trgt Date Retire R6** | — | — | — | $3K | <0.1% | |
| Empower Trust Co., LLC American Century Mid Cap Value R6 | — | — | — | $2K | <0.1% |
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