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Original filing (PDF)20251017140533NAL0007303233001
BRAINTREE GROUP, LLC
Form 5500
FILING_RECEIVED
THE 401(K) GROUP PLAN
401(k) retirement plan
Signals · 1
~101 bps in Sched C fees
Active participants
569
Accounts w/ balance
186
Plan assets (EOY)
$4.9M
Net assets (EOY)
$4.9M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 101 bps in Schedule C fees — 94% above peer band of 52 bps.
- Only 33% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BRAINTREE GROUP, LLC.
Plan sponsor
Name
BRAINTREE GROUP, LLC
EIN
84-2613166
Address
918 W. IDAHO ST. · BOISE, ID · 83702
Phone
(208) 519-4016
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY & LIFE INS CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $26K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 59-1517485 | ST. PETERSBURG, FL | INVESTMENT ADVISOR | $21K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PINNACLE PENSION SERVICES | 82-0433443 | BOISE, ID | CONTRACT ADMIN | $3K | — |
Investments
24 direct securities · 1 pooled fund· $4.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.8M
24 holdings
Common Collective Trust
$3K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $962K | 19.8% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $745K | 15.3% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $670K | 13.8% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $530K | 10.9% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $484K | 10.0% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $434K | 8.9% | |
| FRANKLIN RISING DIVIDENDS R6 Mutual Funds N/A 159 * EMPOWER CORE BOND FUND INST Mutual Funds N/A 420 FIDELITY 500 INDEX Mutual Funds N/A | — | — | — | $291K | 6.0% | |
| AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $169K | 3.5% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $140K | 2.9% | |
| FIDELITY MID CAP INDEX Mutual Funds N/A | — | — | — | $97K | 2.0% | |
| PIMCO COMMODITY REAL RET STRAT INSTL Mutual Funds N/A 266 VANGUARD REAL ESTATE INDEX ADMIRAL Mutual Funds N/A 594 VANGUARD SMALL CAP INDEX ADM Mutual Funds N/A | — | — | — | $91K | 1.9% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $79K | 1.6% | |
| AMERICAN CENTURY MID CAP VALUE R6 Mutual Funds N/A 895 AMERICAN FUNDS 2015 TRGT DATE RETIRE R6 Mutual Funds N/A | — | — | — | $39K | 0.8% | |
| JPMORGAN EQUITY INCOME R6 Mutual Funds N/A | — | — | — | $30K | 0.6% | |
| BLACKROCK STRATEGIC INCOME OPPS K Mutual Funds N/A 13 CLEARBRIDGE SMALL CAP GROWTH IS Mutual Funds N/A | — | — | — | $21K | 0.4% | |
| AMERICAN FUNDS AMERICAN BALANCED R6 Mutual Funds N/A 990 AMERICAN FUNDS NEW WORLD R6 Mutual Funds N/A 686 BLACKROCK HEALTH SCIENCES OPPS K Mutual Funds N/A | — | — | — | $19K | 0.4% | |
| JANUS HENDERSON ENTERPRISE N Mutual Funds N/A | — | — | — | $18K | 0.4% | |
| DELAWARE IVY SCIENCE AND TECHNOLOGY R6 Mutual Funds N/A | — | — | — | $9K | 0.2% | |
| PIMCO INCOME INSTL Mutual Funds N/A | — | — | — | $5K | <0.1% | |
| KEY GUARANTEED PORTFOLIO FUND Guaranteed Investment Contract N/A | — | — | — | $4K | <0.1% | |
| FRANKLIN MUTUAL GLOBAL DISCOVERY R6 Mutual Funds N/A | — | — | — | $3K | <0.1% | |
| AMERICAN FUNDS AMCAP R6 Mutual Funds N/A | — | — | — | $3K | <0.1% | |
| BLACKROCK EAFE EQUITY INDEX FEE GREAT GRAY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $3K | <0.1% | |
| BLACKROCK HIGH YIELD BOND PORTFOLIO K Mutual Funds N/A | — | — | — | $2K | <0.1% | |
| DODGE & COX INCOME- I Mutual Funds N/A | — | — | — | $1K | <0.1% |