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Original filing (PDF)20251007153632NAL0004789553001
CARTER FUNDS LLC
Form 5500
FILING_RECEIVED
CARTER FUNDS LLC 401(K) PLAN
401(k) retirement plan
Active participants
213
Accounts w/ balance
341
Plan assets (EOY)
$7.4M
Net assets (EOY)
$7.4M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (13 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARTER FUNDS LLC.
Plan sponsor
Name
CARTER FUNDS LLC
EIN
84-2529306
Address
4890 W. KENNEDY BOULEVARD · SUITE 200 · TAMPA, FL · 33609
Phone
(813) 316-4251
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
TOOLE KATZ & ROEMERSMA, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | COLUMBUS, OH | RECORDKEEPER | $2K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRON-CO-FID | 26-2409128 | — | ADVISOR | $1K | — |
| CETERA ADVISOR NETWORKS LLC | — | EL SEGUNDO, CA | ADVISOR | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INTAC ACTUARIAL SERVICES INC. | 11-3401702 | — | TPA | $6K | — |
| INTAC ACTUARIAL SERVICE | 22-2446239 | — | TPA | $410 | — |
Investments
30 direct securities· $7.2M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2030 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $925K | 12.5% | |
| American Funds 2050 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $817K | 11.1% | |
| JPMorgan U.S. GARP Equity R5 Registered Investment Company (1) | — | — | — | $786K | 10.6% | |
| Vanguard Total Stock Mkt Idx Inv Registered Investment Company (1) | — | — | — | $610K | 8.3% | |
| American Funds 2055 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $514K | 7.0% | |
| Calvert Equity I Registered Investment Company (1) | — | — | — | $456K | 6.2% | |
| American Funds 2035 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $411K | 5.6% | |
| American Funds 2040 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $367K | 5.0% | |
| Vanguard Small Cap Index Admiral Shares Registered Investment Company (1) | — | — | — | $296K | 4.0% | |
| Vanguard Mid Cap Index Admiral Registered Investment Company (1) | — | — | — | $292K | 4.0% | |
| American Funds 2065 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $238K | 3.2% | |
| American Funds 2045 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $216K | 2.9% | |
| American Funds 2025 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $213K | 2.9% | |
| MFS Intl Diversification R6 Registered Investment Company (1) | — | — | — | $203K | 2.7% | |
| Vanguard Windsor™ II Admiral Registered Investment Company (1) | — | — | — | $198K | 2.7% | |
| American Funds 2060 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $183K | 2.5% | |
| American Funds 2020 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $137K | 1.9% | |
| Principal Real Estate Securities Inst Registered Investment Company (1) | — | — | — | $105K | 1.4% | |
| Guggenheim Total Return Bond Instl Registered Investment Company (1) | — | — | — | $83K | 1.1% | |
| various maturities through December 2029 (1) | — | — | — | $73K | 1.0% | |
| American Funds New World R6 Registered Investment Company (1) | — | — | — | $27K | 0.4% | |
| Federated Hermes Govt Obl Premier Registered Investment Company (1) | — | — | — | $18K | 0.2% | |
| Vanguard Total Intl Bd Idx Admiral Registered Investment Company (1) | — | — | — | $16K | 0.2% | |
| Vanguard 500 Index Admiral Registered Investment Company (1) | — | — | — | $12K | 0.2% | |
| American Funds EUPAC R6 Registered Investment Company (1) | — | — | — | $9K | 0.1% | |
| Fidelity 500 Index Registered Investment Company (1) | — | — | — | $5K | <0.1% | |
| Nationwide Select Fixed Contract Guaranteed Investment Contract (1) 977 American Funds 2010 Trgt Date Retire R6 Registered Investment Company (1) | — | — | — | $4K | <0.1% | |
| Vanguard Information Technology Idx Adm Registered Investment Company (1) | — | — | — | $2K | <0.1% | |
| Rydex NASDAQ-100 2x Strategy H Registered Investment Company (1) 696 Rydex S&P 500 2x Strategy H Registered Investment Company (1) 674 Fidelity Select Semiconductors Registered Investment Company (1) | — | — | — | $1K | <0.1% | |
| American Funds Inflation Linked Bd R6 Registered Investment Company (1) | — | — | — | $1K | <0.1% |
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