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Original filing (PDF)20251015083759NAL0005695664001
VALON TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
VALON TECHNOLOGIES, INC. RETIREMENT TRUST
Defined-contribution retirement plan
Signals · 1
48% in single holding
Active participants
430
Accounts w/ balance
280
Plan assets (EOY)
$9.0M
Net assets (EOY)
$9.0M
How this plan invests
This plan
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
76
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "Fidelity Investments Fidelity Freedom Index 2060 Institutional Premium -" is 48% of plan.
- 65% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (17 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VALON TECHNOLOGIES, INC..
Plan sponsor
Name
VALON TECHNOLOGIES, INC.
EIN
84-2070751
Address
860 BROADWAY, 4TH FLOOR · NEW YORK, NY · 10003
Phone
(646) 397-8098
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2I · Stock bonus
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RICHEY MAY & CO, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DECIMAL, INC. DBA UBIQUITY | — | SAN FRANCISCO, CA | RECORDKEEPER | $15K | — |
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Investments
23 direct securities· $8.4M(94% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity Freedom Index 2060 Institutional Premium - | — | — | — | $4.0M | 44.8% | |
| Fidelity Investments Fidelity Freedom Index 2055 Institutional Premium - | — | — | — | $1.7M | 18.8% | |
| Fidelity Investments Fidelity Freedom Index 2040 Institutional Premium - | — | — | — | $650K | 7.2% | |
| Fidelity Investments Fidelity Freedom Index 2065 Institutional Premium - | — | — | — | $468K | 5.2% | |
| Fidelity Investments Fidelity Freedom Index 2050 Institutional Premium - | — | — | — | $385K | 4.3% | |
| Fidelity Investments Fidelity Total Market Index - | — | — | — | $331K | 3.7% | |
| Fidelity Investments Fidelity Freedom Index 2045 Institutional Premium - | — | — | — | $217K | 2.4% | |
| Fidelity Investments Fidelity 500 Index - | — | — | — | $162K | 1.8% | |
| Fidelity Investments Fidelity Large Cap Growth Index - | — | — | — | $105K | 1.2% | |
| Fidelity Investments Fidelity Freedom Index 2035 Institutional Premium - | — | — | — | $62K | 0.7% | |
| Fidelity Investments Fidelity US Bond Index - | — | — | — | $61K | 0.7% | |
| Company of America * Notes receivable from Participant loans secured by the balances in the participants' - | — | — | — | $59K | 0.7% | |
| Fidelity Investments Fidelity Total International Index - | — | — | — | $55K | 0.6% | |
| Fidelity Investments Fidelity Large Cap Value Index - | — | — | — | $44K | 0.5% | |
| Empower Annuity Insurance Empower Fixed Account - Series Class I - | — | — | — | $24K | 0.3% | |
| Fidelity Investments Fidelity Emerging Markets Index - | — | — | — | $19K | 0.2% | |
| Fidelity Investments Fidelity International Bond Index - | — | — | — | $19K | 0.2% | |
| Fidelity Investments Fidelity Real Estate Index Institutional - | — | — | — | $14K | 0.2% | |
| Fidelity Investments Fidelity Small Cap Value Index - | — | — | — | $9K | <0.1% | |
| Fidelity Investments Fidelity Mid Cap Growth Index - | — | — | — | $5K | <0.1% | |
| Fidelity Investments Fidelity Mid Cap Value Index - | — | — | — | $4K | <0.1% | |
| Fidelity Investments Fidelity Mid Cap Index - | — | — | — | $3K | <0.1% | |
| Fidelity Investments Fidelity Small Cap Growth Index - 313 Fidelity Investments Fidelity Small Cap Index - | — | — | — | $2K | <0.1% |
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