Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RSS FINANCIAL & INSURANCE SERVICES | — | WESTLAKE VILLAGE, CA | INVESTMENT ADVISOR | $39K | — |
| Name | EIN | Location |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Northern Trust Asset Management Northern Trust Collective S&P 500 Index Fund DC NL 4 | — | — | — | $912K | 23.1% | |
| NT COL S&P500 IDX FD DC NL 4 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| PENSION ASSURANCE LLP | — | WOODLAND HILLS, CA | CONTRACT ADMIN | $16K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL AUTOMOBILE DEALERS ASSOC | — | MCLEAN, VA | OTHER | $4K | — |
| CAPFINANCIAL PARTNERS LLC | — | RALEIGH, NC | OTHER | $584 | — |
| EMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $238 | — |
Common Collective Trust |
| — |
| — |
| $912K |
| 23.1% |
| T ROWE PRICE RET BLEND SLCT TR 2060 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $559K | 14.2% |
| T ROWE PRICE RET BLEND SLCT TR 2055 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $401K | 10.1% |
| T ROWE PRICE RET BLEND SLCT TR 2050 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $389K | 9.9% |
| T ROWE PRICE RET BLEND SLCT TR 2065 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $319K | 8.1% |
| T ROWE PRICE RET BLEND SLCT TR 2045 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $298K | 7.6% |
| Participant Loans Interest rates range from 8.75% to 9.50% | Participant loans | — | — | $286K | 7.3% |
| T ROWE PRICE RET BLEND SLCT TR 2040 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $253K | 6.4% |
| T ROWE PRICE RET BLEND SLCT TR 2030 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $187K | 4.7% |
| T ROWE PRICE RET BLEND SLCT TR 2035 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $136K | 3.5% |
| T ROWE PRICE RET BLEND SLCT TR 2025 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $67K | 1.7% |
| Empower Trust Company, LLC Drive Income Fund | — | — | — | $34K | 0.9% |
| Northern Trust Asset Management Northern Trust All Country World EX-US IMI Fund DC NL T4 | — | — | — | $17K | 0.4% |
| NT ACWI EX US IMI FD DC NL4 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $17K | 0.4% |
| MFS MID CAP VALUE FUND CT EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $13K | 0.3% |
| Northern Trust Asset Management Northern Trust Collective S&P 400 Index Fund DC NL 4 | — | — | — | $12K | 0.3% |
| NT COL S&P 400 IDX FD DC NL 4 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $12K | 0.3% |
| ALLSPRING SPECIAL SMALL CAP GR I R6 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $7K | 0.2% |
| AMERICAN FUNDS EUROPACIFIC GR R6 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $7K | 0.2% |
| NT AGG BOND INDEX FD NL T4 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $6K | 0.2% |
| Northern Trust Asset Management Northern Trust Collective Russell 2000 Index Fund DC NL 4 | — | — | — | $6K | 0.2% |
| NT COL R2000 IDX FD DC NL4 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $6K | 0.2% |
| FIDELITY TOTAL BOND K6 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $6K | 0.1% |
| Northern Trust Asset Management Northern Trust Collective Russell 1000 Value Index Fund DC NL 4 | — | — | — | $5K | 0.1% |
| NT COL R1000 VAL IDX FD DC NL 4 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $5K | 0.1% |
| Northern Trust Asset Management Northern Trust Collective Russell 1000 Growth Index Fund DC NL 4 | — | — | — | $5K | 0.1% |
| NT COL R1000 GRO IDX FD DC NL 4 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $5K | 0.1% |
| PRINCIPAL SMALL CAP GROWTH I R6 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $5K | 0.1% |
| SSGA REAL ASSET FUND CL C EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $5K | 0.1% |
| VICTORY TRIVALENT INTERN SMCP1 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $4K | 0.1% |
| DRIVE INCOME FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $4K | <0.1% |
| T ROWE PRICE RET BLEND SLCT TR 2020 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $3K | <0.1% |
| MASSMUTUAL MID CAP GROWTH I EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $2K | <0.1% |
| T ROWE PRICE RET BLEND SLCT TR 2015 EMPOWER ANNUITY INSURANCE COMPANY · EIN 84-0467907 / PN 001 | Common Collective Trust | — | — | $767 | <0.1% |
