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Original filing (PDF)20260217083926NAL0007708242001
GRIDHAWK LLC
Form 5500
FILING_RECEIVED
GRIDHAWK 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 3.0 mo~131 bps in Sched C fees
Active participants
1,216
Accounts w/ balance
522
Plan assets (EOY)
$5.7M
Net assets (EOY)
$5.7M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
88
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- Filed 3.0 months past the 10.5-month grace window.
- 131 bps in Schedule C fees — 152% above peer band of 52 bps.
- Only 43% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRIDHAWK LLC.
Plan sponsor
Name
GRIDHAWK LLC
EIN
84-1916673
Address
9980 GEORGIA STREET · CROWN POINT, IN · 46307
Phone
(219) 384-9071
Industry
Utilitiessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EEPB
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $66K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TOWERS WATSON INVESTMENT SERVICES | — | CHICAGO, IL | INVESTMENT ADVISOR | $924 | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | — | AUSTIN, TX | BROKER/ADVISER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $7K | — |
Investments
30 direct securities · 1 pooled fund· $5.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.6M
29 holdings
Mutual Funds
$4K
1 holding
Common Collective Trust
$2K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity Freedom Index 2060 Investor | — | — | — | $747K | 13.2% | |
| Fidelity Investments Fidelity Freedom Index 2040 Investor | — | — | — | $597K | 10.6% | |
| Fidelity Investments Fidelity 500 Index | — | — | — | $548K | 9.7% | |
| Fidelity Investments Fidelity Freedom Index 2050 Investor | — | — | — | $500K | 8.8% | |
| Participant Loans*** 4.25% - 9.5% with maturity dates through 2029 -0- | — | — | — | $407K | 7.2% | |
| Fidelity Investments Fidelity Freedom Index 2035 Investor | — | — | — | $404K | 7.1% | |
| Fidelity Investments Fidelity International Index | — | — | — | $349K | 6.2% | |
| Fidelity Investments Fidelity Freedom Index 2055 Investor | — | — | — | $339K | 6.0% | |
| Fidelity Investments Fidelity Freedom Index 2045 Investor | — | — | — | $306K | 5.4% | |
| Fidelity Investments Fidelity Us Bond Index | — | — | — | $204K | 3.6% | |
| Fidelity Investments Fidelity Emerging Markets Index | — | — | — | $178K | 3.1% | |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $166K | 2.9% | |
| Fidelity Investments Fidelity Freedom Index 2030 Investor | — | — | — | $144K | 2.6% | |
| Collective Trust Funds Franklin Templeton Investments Franklin Growth GG Trust CIT R | — | — | — | $139K | 2.5% | |
| Fidelity Investments Fidelity Small Cap Index | — | — | — | $92K | 1.6% | |
| Fully Benefit-Responsive Investment Contract * Empower Annuity Insurance Company of America Guaranteed Interest Fund | — | — | — | $78K | 1.4% | |
| Fidelity Investments Fidelity Freedom Index 2025 Investor | — | — | — | $68K | 1.2% | |
| Fidelity Investments Fidelity Real Estate Index | — | — | — | $64K | 1.1% | |
| Fidelity Investments Fidelity Advisor Dividend Growth Z | — | — | — | $58K | 1.0% | |
| Lord Abbett Lord Abbett Bond Debenture R6 | — | — | — | $50K | 0.9% | |
| MFS Massachusetts Investors Gr Stk R6 | — | — | — | $50K | 0.9% | |
| Capital Group American Funds Inflation Linked Bd R6 | — | — | — | $32K | 0.6% | |
| Federated Hermes Mdt Mid Cp Growth R6 | — | — | — | $30K | 0.5% | |
| Janus Henderson Janus Henderson Triton N | — | — | — | $30K | 0.5% | |
| Invesco Global R6 | — | — | — | $27K | 0.5% | |
| Fidelity Investments Fidelity Freedom Index 2015 Investor | — | — | — | $19K | 0.3% | |
| Franklin Small Cap Value R6 | — | — | — | $18K | 0.3% | |
| Fidelity Investments Fidelity Freedom Index 2020 Investor | — | — | — | $4K | <0.1% | |
| Capital Group American Funds American Balanced R6 | Mutual Funds | — | — | $4K | <0.1% | |
| PGIM Investments Pgim Jennison Small-Cap Core Equity R6 | — | — | — | $2K | <0.1% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $2K | <0.1% |
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