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Original filing (PDF)20251014154022NAL0004420944001
HARRIS BEACH PLLC
Form 5500
FILING_RECEIVED
HARRIS BEACH 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
27% in single holding6 service providers
Active participants
390
Accounts w/ balance
613
Plan assets (EOY)
$211.2M
Net assets (EOY)
$211.2M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "MORLEY INCOME FUND III" is 27% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HARRIS BEACH PLLC.
Plan sponsor
Name
HARRIS BEACH PLLC
EIN
84-1623836
Address
99 GARNSEY ROAD · PITTSFORD, NY · 14534
Phone
(585) 419-8800
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
BONADIO & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MG TRUST COMPANY DBA MATRIX TRUST C | 75-3182674 | — | CUSTODIAN/RECORDKEEPER | $0 | — |
Recordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES | 46-5378846 | — | RECORDKEEPER | $131K | — |
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | — | RECORDKEEPER | $28K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE WATER ADVISORS | — | BABYLON, NY | INVESTMENT ADVISOR | $31K | — |
| QCI ASSET MANAGEMENT | — | PITTSFORD, NY | INVESTMENT ADVISOR | $14K | — |
| COBBLESTONE CAPITAL ADVISORS | 16-1543732 | — | INVESTMENT ADVISOR | $9K | — |
Investments
12 direct securities · 1 pooled fund· $32.0M(15% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$16.0M
1 holding
Uncategorized
$16.0M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $16.0M | 7.6% | |
| MORLEY INCOME FUND III | — | — | — | $4.3M | 2.0% | |
| MORLEY INCOME FUND I | — | — | — | $2.5M | 1.2% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $2.2M | 1.1% | |
| MORLEY INCOME FUND IV | — | — | — | $1.4M | 0.7% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $1.3M | 0.6% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $1.2M | 0.6% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $1.1M | 0.5% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $583K | 0.3% | |
| ACTIVELY MANAGED FUND | — | — | — | $548K | 0.3% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $472K | 0.2% | |
| MORLEY INCOME FUND II | — | — | — | $294K | 0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |
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