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Original filing (PDF)20251009151500NAL0006787281001
ACT LLC
Form 5500
FILING_RECEIVED
ACT LLC 401(K) PLAN
401(k) retirement plan
Active participants
55
Accounts w/ balance
124
Plan assets (EOY)
$11.0M
Net assets (EOY)
$11.0M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 59 bps in Schedule C fees — 105% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACT LLC.
Plan sponsor
Name
ACT LLC
EIN
84-1599982
Address
8800 N. GAINEY CENTER DR · STE. 200 · SCOTTSDALE, AZ · 85258
Phone
(720) 490-4320
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | 93-0987232 | — | INVESTMENT ADVISORY PLAN | $23K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEE CPA AUDIT GROUP | 81-4637885 | — | AUDIT | $14K | — |
Investments
32 direct securities· $11.0M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral Registered Investment Company | — | — | — | $1.7M | 15.0% | |
| Vanguard Target Retirement 2035 Inv Registered Investment Company | — | — | — | $895K | 8.1% | |
| Vanguard Target Retirement 2045 Inv Registered Investment Company | — | — | — | $883K | 8.0% | |
| Vanguard Target Retirement 2030 Inv Registered Investment Company | — | — | — | $730K | 6.6% | |
| T. Rowe Price Blue Chip Growth Registered Investment Company | — | — | — | $711K | 6.5% | |
| Vanguard Target Retirement 2050 Inv Registered Investment Company | — | — | — | $693K | 6.3% | |
| Janus Henderson Triton T Registered Investment Company | — | — | — | $681K | 6.2% | |
| Vanguard Small Cap Index Adm Registered Investment Company | — | — | — | $522K | 4.7% | |
| Vanguard Mid Cap Index Adm Registered Investment Company | — | — | — | $510K | 4.6% | |
| Fully Benefit-Responsive Investment Contracts * Transamerica Stable Value Core Option Fully Benefit-Responsive Investment Contract | — | — | — | $437K | 4.0% | |
| Vanguard Target Retirement 2055 Inv Registered Investment Company | — | — | — | $413K | 3.8% | |
| Vanguard Target Retirement 2020 Inv Registered Investment Company | — | — | — | $385K | 3.5% | |
| Vanguard Total Intl Stock Index Admiralp Registered Investment Company | — | — | — | $328K | 3.0% | |
| Vanguard Target Retirement 2040 Inv Registered Investment Company | — | — | — | $296K | 2.7% | |
| PGIM Total Return Bond R6 Registered Investment Company | — | — | — | $291K | 2.6% | |
| American Funds Washington Mutual R4 Registered Investment Company | — | — | — | $172K | 1.6% | |
| PGIM High Yield R6 Registered Investment Company | — | — | — | $172K | 1.6% | |
| Vanguard Mid-Cap Value Index Admiral Registered Investment Company | — | — | — | $154K | 1.4% | |
| Participant Loans Interest rates at (4.25% ~ 9.50%) | — | — | — | $153K | 1.4% | |
| Vanguard Target Retirement 2025 Inv Registered Investment Company | — | — | — | $145K | 1.3% | |
| Vanguard Target Retirement Income Inv Registered Investment Company | — | — | — | $141K | 1.3% | |
| Registered Investment Companies American Funds EuroPacific Gr R5 Registered Investment Company | — | — | — | $108K | 1.0% | |
| Vanguard Target Retirement 2060 Inv Registered Investment Company | — | — | — | $106K | 1.0% | |
| Invesco Developing Markets Y Registered Investment Company | — | — | — | $96K | 0.9% | |
| MFS New Discovery Value R6 Registered Investment Company | — | — | — | $91K | 0.8% | |
| American Funds SMALLCAP World R5 Registered Investment Company | — | — | — | $48K | 0.4% | |
| PIMCO Real Return A Registered Investment Company | — | — | — | $42K | 0.4% | |
| Vanguard Real Estate Index Admiral Registered Investment Company | — | — | — | $35K | 0.3% | |
| PGIM Global Total Return R6 Registered Investment Company | — | — | — | $34K | 0.3% | |
| PRIMECAP Odyssey Aggressive Growth Registered Investment Company | — | — | — | $15K | 0.1% | |
| Hartford Midcap R5 Registered Investment Company | — | — | — | $11K | <0.1% | |
| Vanguard Target Retirement 2065 Inv Registered Investment Company | — | — | — | $9K | <0.1% |