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Original filing (PDF)20251015103002NAL0005960928001
RIOT PLATFORMS, INC.
Form 5500
FILING_RECEIVED
RIOT PLATFORMS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
646
Accounts w/ balance
1,013
Plan assets (EOY)
$14.9M
Net assets (EOY)
$14.9M
How this plan invests
This plan
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 51 bps in Schedule C fees — 76% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RIOT PLATFORMS, INC..
Plan sponsor
Name
RIOT PLATFORMS, INC.
EIN
84-1553387
Address
3855 AMBROSIA STREET · SUITE 301 · CASTLE ROCK, CO · 80109
Phone
(303) 794-2000
Industry
Finance & Insurancesee all
Plan administrator
Name
FUTUREPLAN FIDUCIARY SERVICES LLC
EIN
82-3719843
City
BOSTON, MA
Phone
(855) 711-5283
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BROCK & COMPANY CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | RECORDKEEPER | $69K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS LLC | 02-0488491 | — | INVESTMENT ADVISORY | $8K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS C/O FUTUREPLAN | — | CHICAGO, IL | TPA | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANELY SMITH BARNEY LLC | 20-8764829 | — | SERVICE PROVIDER | $0 | — |
Investments
36 direct securities· $14.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Putnam | — | — | — | $1.8M | 11.9% | |
| American Funds | — | — | — | $1.5M | 10.3% | |
| American Funds | — | — | — | $1.4M | 9.5% | |
| Vanguard | — | — | — | $1.4M | 9.4% | |
| VRIAC | — | — | — | $762K | 5.1% | |
| American Funds | — | — | — | $761K | 5.1% | |
| MassMutual | — | — | — | $760K | 5.1% | |
| American Funds | — | — | — | $697K | 4.7% | |
| American Funds | — | — | — | $640K | 4.3% | |
| American Funds | — | — | — | $609K | 4.1% | |
| American Funds | — | — | — | $528K | 3.5% | |
| Vanguard | — | — | — | $414K | 2.8% | |
| American Funds | — | — | — | $395K | 2.6% | |
| Vanguard | — | — | — | $381K | 2.6% | |
| Vanguard | — | — | — | $365K | 2.5% | |
| Vanguard | — | — | — | $337K | 2.3% | |
| Participants | — | — | — | $329K | 2.2% | |
| Putnam | — | — | — | $317K | 2.1% | |
| American Funds | — | — | — | $249K | 1.7% | |
| American Funds | — | — | — | $210K | 1.4% | |
| Janus Henderson | — | — | — | $199K | 1.3% | |
| Goldman Sachs | — | — | — | $198K | 1.3% | |
| Goldman Sachs | — | — | — | $134K | 0.9% | |
| PGIM | — | — | — | $110K | 0.7% | |
| Nationwide | — | — | — | $89K | 0.6% | |
| Pioneer | — | — | — | $88K | 0.6% | |
| Columbia | — | — | — | $53K | 0.4% | |
| Cohen & Steers | — | — | — | $32K | 0.2% | |
| Voya | — | — | — | $31K | 0.2% | |
| Carillon | — | — | — | $30K | 0.2% | |
| PIMCO | — | — | — | $29K | 0.2% | |
| American Funds | — | — | — | $28K | 0.2% | |
| American Funds | — | — | — | $7K | <0.1% | |
| All Spring | — | — | — | $7K | <0.1% | |
| American Century | — | — | — | $2K | <0.1% | |
| American Funds | — | — | — | $15 | <0.1% |
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