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Original filing (PDF)20251027095643NAL0014780098001
HILLTOP HOLDINGS INC.
Form 5500
FILING_RECEIVED
HILLTOP HOLDINGS INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed8 service providers
Active participants
3,609
Accounts w/ balance
5,277
Plan assets (EOY)
$809.7M
Net assets (EOY)
$809.7M
How this plan invests
This plan
23 pooled trusts
Schedule D
52 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HILLTOP HOLDINGS INC..
Plan sponsor
Name
HILLTOP HOLDINGS INC.
EIN
84-1477939
Address
6565 HILLCREST AVE · DALLAS, TX · 75205
Phone
(214) 252-4100
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsOther
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $361K | — |
| ATWOOD & PALMER INC | 43-1542501 | — | NONE | $14K | — |
| CHARLES SCHWAB & CO INC | 94-1737782 | — | NONE | $11K | — |
| FINANCIAL DESIGNS CORPORATION | 95-3688571 | — | NONE | $10K | — |
| FISHER INVESTMENTS | 20-2480800 | — | NONE | $9K | — |
| NEWBURY CAPITAL MANAGEMENT LLC | 27-0421978 | — | NONE | $8K | — |
| BEAIRD HARRIS | 75-2569390 | — | NONE | $8K | — |
| 7TH HARVEST INVESTMENTS LLC | 20-4155219 | — | NONE | $6K | — |
Investments
28 direct securities · 23 pooled funds· $1.4B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$776.3M
27 holdings
Common Collective Trust
$632.4M
23 holdings
Mutual Funds
$32.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-Directed Brokerage Account * Charles Schwab Trust Bank Personal Choice Retirement N/R | — | — | — | $93.8M | 11.6% | |
| Common Collective Trusts State Street Global Advisors Trust State Street Global Advisors S&P 500 N/R | — | — | — | $76.9M | 9.5% | |
| SSGA S& P 500 INDX SL SERIES II STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 078 | Common Collective Trust | — | — | $76.9M | 9.5% | |
| Company Index Securities Lending Series II Vanguard Fiduciary Trust Vanguard Fiduciary Trust N/R | — | — | — | $63.2M | 7.8% | |
| VFTC TARGET RET 2035 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $63.2M | 7.8% | |
| T ROWE PRICE GRTH STK CIT CL D Common Collective Trust Fund | — | — | — | $56.9M | 7.0% | |
| T. ROWE PRICE GROWTH STOCK TR T. ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 013 | Common Collective Trust | — | — | $56.9M | 7.0% | |
| Vanguard Fiduciary Trust Vanguard Fiduciary Trust N/R | — | — | — | $48.8M | 6.0% | |
| VFTC TARGET RET 2040 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $48.8M | 6.0% | |
| Company Target Retirement 2040 Trust II Vanguard Fiduciary Trust Vanguard Fiduciary Trust N/R | — | — | — | $48.3M | 6.0% | |
| VFTC TARGET RET 2030 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $48.3M | 6.0% | |
| Company Target Retirement 2030 Trust II Vanguard Fiduciary Trust Vanguard Fiduciary Trust N/R | — | — | — | $40.6M | 5.0% | |
| VFTC TARGET RET 2025 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $40.6M | 5.0% | |
| PUTNAM STABLE VALUE 25 BPS Common Collective Trust Fund | — | — | — | $40.5M | 5.0% | |
| PUTNAM STABLE VALUE FUND PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $40.5M | 5.0% | |
| Vanguard Fiduciary Trust Company Vanguard Fiduciary Trust N/R | — | — | — | $40.0M | 4.9% | |
| VFTC TARGET RET 2045 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $40.0M | 4.9% | |
| Company Target Retirement 2045 Trust II State Street Global Advisors Trust State Street Russell Small/Mid Index N/R | — | — | — | $32.4M | 4.0% | |
| SS RUSL SML MD CAP SL SF CL II STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 32-6528132 / PN 019 | Common Collective Trust | — | — | $32.4M | 4.0% | |
| VANGUARD EXPLORER ADMIRAL SHRS Registered Investment Company | Mutual Funds | — | — | $32.4M | 4.0% | |
| Company Fund II Vanguard Fiduciary Trust Company Vanguard Fiduciary Trust N/R | — | — | — | $29.0M | 3.6% | |
| VFTC TARGET RET 2050 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $29.0M | 3.6% | |
| Vanguard Equity Income Admiral Fund N/R | — | — | — | $21.9M | 2.7% | |
| State Street Glbl ACap Eq II Common Collective Trust Fund | — | — | — | $19.9M | 2.5% | |
| SSG ALL CAP EQ EX-UC IND SLSFCL II STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 444 | Common Collective Trust | — | — | $19.9M | 2.5% | |
| Company U.S. Index Securities Lending Series Fund Class II Global Trust Company Victory Integrity Small/Midcap Value CF N/R | — | — | — | $18.9M | 2.3% | |
| VICTORY INTE SMMID CAP VL CF C GLOBAL TRUST COMPANY · EIN 80-6249702 / PN 007 | Common Collective Trust | — | — | $18.9M | 2.3% | |
| MFS Heritage Trust Company MFS International Diversification Class N/R | — | — | — | $18.1M | 2.2% | |
| MFS INTL GROWTH EQ CIT CL 2 MFS HERITAGE TRUST COMPANY · EIN 57-1187281 / PN 010 | Common Collective Trust | — | — | $18.1M | 2.2% | |
| PIMCO Income Institutional N/R | — | — | — | $18.1M | 2.2% | |
| STATE ST US BND INDX SL CL XIV Common Collective Trust Fund | — | — | — | $17.8M | 2.2% | |
| State Street Global Advisors Trust State Street U.S. Bond Index Securities N/R | — | — | — | $17.8M | 2.2% | |
| SS U.S. BOND IND SL SF CL XIV STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $17.8M | 2.2% | |
| STATE ST US TTL MKT IDX CL II Common Collective Trust Fund | — | — | — | $17.3M | 2.1% | |
| SS U.S. TOTAL MARKET INDEX SL SF CL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 32-6528132 / PN 036 | Common Collective Trust | — | — | $17.3M | 2.1% | |
| PRUDENTIAL CORE PLUS BOND FUND PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $15.7M | 1.9% | |
| Vanguard Fiduciary Trust Company Vanguard Fiduciary Trust N/R | — | — | — | $14.9M | 1.8% | |
| VFTC TARGET RET 2055 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $14.9M | 1.8% | |
| Company Target Retirement 2055 Trust II Vanguard Fiduciary Trust Company Vanguard Fiduciary Trust Company N/R | — | — | — | $12.9M | 1.6% | |
| VFTC TARGET RET 2020 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $12.9M | 1.6% | |
| Participant Loans * Participant Loans Interest rates: 3.25% - 9.50% $0 | — | — | — | $11.3M | 1.4% | |
| Target Retirement 2020 Trust II Vanguard Fiduciary Trust Company Vanguard Target Retirement Target N/R | — | — | — | $7.6M | 0.9% | |
| VFTC TARGET RET 2060 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $7.6M | 0.9% | |
| VANGUARD RET INCOME TRUST II Common Collective Trust Fund | — | — | — | $6.6M | 0.8% | |
| VFTC TARGET RET INC TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $6.6M | 0.8% | |
| SS REAL ASSET NL SERS FD CLASS C STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 280 | Common Collective Trust | — | — | $3.3M | 0.4% | |
| Company Class C Vanguard Fiduciary Trust Company Vanguard Total Retirement Target N/R | — | — | — | $2.4M | 0.3% | |
| VFTC TARGET RET 2065 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $2.4M | 0.3% | |
| Retirement 2065 Trust II Vanguard Fiduciary Trust Company Vanguard Total Retirement Target N/R | — | — | — | $388K | <0.1% | |
| VFTC TARGET RET 2070 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $388K | <0.1% | |
| LIMITED PARTNERSHIP Limited Partnership | — | — | — | $60K | <0.1% |