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Original filing (PDF)20251013081428NAL0000368803001
CRITICAL CARE & PULMONARY CONSULTANTS, P.C.
Form 5500
FILING_RECEIVED
CRITICAL CARE & PULMONARY CONSULTANTS, P.C. 401(K) PLAN
401(k) retirement plan
Signals · 2
63% in single holdingNo recordkeeper disclosed
Active participants
193
Accounts w/ balance
155
Plan assets (EOY)
$22.3M
Net assets (EOY)
$22.3M
How this plan invests
This plan
12 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "PCRA Self Directed Brokerage Accounts" is 63% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (10 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CRITICAL CARE & PULMONARY CONSULTANTS, P.C..
Plan sponsor
Name
CRITICAL CARE & PULMONARY CONSULTANTS, P.C.
EIN
84-1325066
Address
7100 E BELLEVIEW AVE, SUITE G10 · GREENWOOD VILLAGE, CO · 80111
Phone
(303) 745-0000
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Name
CRITICAL CARE & PULMONARY CONSULTANTS, P.C.
EIN
84-1325066
City
GREENWOOD VILLAGE, CO
Phone
(303) 745-0000
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORIENT PRIVATE WEALTH LLC | 88-0967642 | — | NONE | $8K | — |
| FISHER INVESTMENTS | 20-2480800 | — | NONE | $7K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $7K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $296 | — |
Investments
12 direct securities · 12 pooled funds· $22.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.2M
12 holdings
Common Collective Trust
$5.1M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PCRA Self Directed Brokerage Accounts | — | — | — | $14.1M | 63.3% | |
| SCHWAB INDEXED RET TR FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $1.4M | 6.4% | |
| SCHWAB INDEXED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $1.2M | 5.2% | |
| Schwab S&P 500 Index Registered Investment Company | — | — | — | $840K | 3.8% | |
| SCHWAB INDEXED RET TR FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $676K | 3.0% | |
| SCHWAB INDEXED RET TR FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $602K | 2.7% | |
| Schwab International Index Registered Investment Company | — | — | — | $503K | 2.3% | |
| SCHWAB INDEXED RET TR FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 015 | Common Collective Trust | — | — | $437K | 2.0% | |
| SCHWAB INDEXED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $423K | 1.9% | |
| Fidelity Large Cap Growth Idx Registered Investment Company | — | — | — | $303K | 1.4% | |
| Fidelity US Bond Index Registered Investment Company | — | — | — | $298K | 1.3% | |
| Fidelity Mid Cap Index Registered Investment Company | — | — | — | $246K | 1.1% | |
| Fidelity Small Cap Index Registered Investment Company | — | — | — | $215K | 1.0% | |
| SCHWAB INDEXED RET TR FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $206K | 0.9% | |
| Fidelity Emerging Markets Idx Registered Investment Company | — | — | — | $200K | 0.9% | |
| Fidelity Large Cap Value Index Registered Investment Company | — | — | — | $192K | 0.9% | |
| Vanguard Fed Money Market Fund Money Market / Cash Equivalent | — | — | — | $137K | 0.6% | |
| Vanguard Real Estate Index Admiral Registered Investment Company | — | — | — | $128K | 0.6% | |
| SCHWAB INDEXED RET TR FUND 2065 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 025 | Common Collective Trust | — | — | $68K | 0.3% | |
| Vanguard Total Intl Bd Idx Admiral Registered Investment Company | — | — | — | $45K | 0.2% | |
| SCHWAB INDEXED RET TR FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 013 | Common Collective Trust | — | — | $38K | 0.2% | |
| SCHWAB INDEXED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $33K | 0.1% | |
| SCHWAB INDEXED RET TR FUND 2015 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 012 | Common Collective Trust | — | — | $11K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $288 | <0.1% |