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Original filing (PDF)20251013173849NAL0003742514001
HALL & EVANS, LLC
Form 5500
FILING_RECEIVED
HALL & EVANS, LLC EMPLOYEE SAVINGS PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
223
Accounts w/ balance
291
Plan assets (EOY)
$45.3M
Net assets (EOY)
$45.3M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (16 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HALL & EVANS, LLC.
Plan sponsor
Name
HALL & EVANS, LLC
EIN
84-1225924
Address
1001 SEVENTEENTH STREET SUITE 300 · DENVER, CO · 80202
Phone
(720) 252-1438
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JPMORGAN INVEST HOLDINGS LLC | 13-2624428 | — | RECORDKEEPER | $8K | — |
Advisor / Consultant
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HALBERT HARGROVE GLOBAL ADVISO | 33-0804608 | — | ADVISOR SERVICES | $36K | — |
| INNOVEST PORTFOLIO SOLUTIONS LLC | 13-2624428 | DENVER, CO | INVESTMENT ADVISOR | $12K | — |
| SCHAEFER FINANCIAL MANAGEMENT | 84-1593457 | — | ADVISOR SERVICES | $11K | — |
| PRIVATE CAPITAL MANAGEMENT LLC | 37-1711781 | — | ADVISOR SERVICES | $6K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | PARTICIPANT BROKERAGE | $440 | — |
Investments
27 direct securities · 1 pooled fund· $44.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.4M
27 holdings
Common Collective Trust
$445K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Various Participant self-directed investments | — | — | — | $10.4M | 23.0% | |
| JPMorgan* SmartRetirement 2035 Fund | — | — | — | $4.1M | 9.1% | |
| JPMorgan* SmartRetirement 2040 Fund | — | — | — | $4.0M | 8.9% | |
| Vanguard 500 Index Fund | — | — | — | $3.9M | 8.7% | |
| JPMorgan* SmartRetirement 2050 Fund | — | — | — | $3.9M | 8.6% | |
| JPMorgan* SmartRetirement 2025 Fund | — | — | — | $3.5M | 7.8% | |
| JPMorgan* SmartRetirement 2045 Fund | — | — | — | $3.4M | 7.4% | |
| JPMorgan* SmartRetirement 2030 Fund | — | — | — | $1.7M | 3.7% | |
| T. Rowe Price Growth Stock Fund | — | — | — | $1.5M | 3.3% | |
| T. Rowe Price Mid-Cap Value Fund | — | — | — | $1.1M | 2.3% | |
| JPMorgan* SmartRetirement 2020 Fund | — | — | — | $883K | 1.9% | |
| JPMorgan* Money market fund - US Government Money Market Capital Fund | — | — | — | $754K | 1.7% | |
| Dodge & Cox Balanced X | — | — | — | $669K | 1.5% | |
| Fidelity Small Cap Index | — | — | — | $535K | 1.2% | |
| DFA U.S. Small Cap Value Fund | — | — | — | $525K | 1.2% | |
| percent, secured by participants' vested account balances - | — | — | — | $468K | 1.0% | |
| JPMorgan* SmartRetirement 2055 Fund | — | — | — | $464K | 1.0% | |
| JPMCB STABLE ASSET INCOME CF JP MORGAN · EIN 20-1978950 / PN 001 | Common Collective Trust | — | — | $445K | 1.0% | |
| JPMorgan* SmartRetirement Income | — | — | — | $419K | 0.9% | |
| American Funds EuroPacific Fund | — | — | — | $392K | 0.9% | |
| Fidelity Mid Cap Index | — | — | — | $386K | 0.9% | |
| Artisan Mid-Cap Institutional Fund | — | — | — | $343K | 0.8% | |
| American Beacon Stephens Small Cap Growth Fund | — | — | — | $302K | 0.7% | |
| MFS Value Fund | — | — | — | $250K | 0.6% | |
| JPMorgan* SmartRetirement 2060 Fund | — | — | — | $213K | 0.5% | |
| Metropolitan West Total Return Bond Fund | — | — | — | $139K | 0.3% | |
| Vanguard Short Term Bond Index - Adm | — | — | — | $91K | 0.2% | |
| Causeway International Value Fund | — | — | — | $88K | 0.2% |