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Original filing (PDF)20251009162340NAL0007299409001
COLORADO ROCKIES BASEBALL CLUB, LTD.
Form 5500
FILING_RECEIVED
COLORADO ROCKIES 401(K) SAVINGS AND INVESTMENT PLAN
401(k) retirement plan
Active participants
569
Accounts w/ balance
676
Plan assets (EOY)
$59.9M
Net assets (EOY)
$59.9M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COLORADO ROCKIES BASEBALL CLUB, LTD..
Plan sponsor
Name
COLORADO ROCKIES BASEBALL CLUB, LTD.
EIN
84-1162452
Address
2001 BLAKE STREET · DENVER, CO · 802052000
Phone
(303) 312-2350
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $37K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $45K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANTE AND MORAN | — | DETROIT, MI | AUDITOR | $18K | — |
Investments
24 direct securities· $59.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds 2030 Target Date Retirement Fund, Class R6 | — | — | — | $8.4M | 13.9% | |
| American Funds American Funds 2040 Target Date Retirement Fund, Class R6 | — | — | — | $6.9M | 11.5% | |
| American Funds American Funds 2025 Target Date Retirement Fund, Class R6 | — | — | — | $6.4M | 10.7% | |
| American Funds American Funds 2035 Target Date Retirement Fund, Class R6 | — | — | — | $5.8M | 9.8% | |
| American Funds American Funds 2050 Target Date Retirement Fund, Class R6 | — | — | — | $5.1M | 8.5% | |
| Vanguard 500 Index, Admiral Shares | — | — | — | $3.9M | 6.5% | |
| American Funds American Funds 2055 Target Date Retirement Fund, Class R6 | — | — | — | $3.9M | 6.5% | |
| American Funds American Funds 2045 Target Date Retirement Fund, Class R6 | — | — | — | $3.5M | 5.8% | |
| American Funds American Funds 2060 Target Date Retirement Fund, Class R6 | — | — | — | $2.8M | 4.7% | |
| Empower Annuity* Group annuity contract - Key Guaranteed Portfolio Fund | — | — | — | $2.5M | 4.2% | |
| American Funds American Funds 2020 Target Date Retirement Fund, Class R6 | — | — | — | $1.6M | 2.7% | |
| American Funds American Funds New Perspective R6 | — | — | — | $1.4M | 2.3% | |
| AB U.S. Large Capital Growth Fund | — | — | — | $1.1M | 1.9% | |
| T. Rowe Price T. Rowe Price Small Cap Stock Fund, Advisor Class | — | — | — | $1.1M | 1.9% | |
| Putnam Large Capital Value Trust | — | — | — | $934K | 1.6% | |
| PGIM Total Return Bond Fund | — | — | — | $806K | 1.3% | |
| Carillon Eagle Carillon Eagle Mid Capital Growth Fund | — | — | — | $711K | 1.2% | |
| Victory Sycamore Victory Sycamore Established Value Fund, Class R6 | — | — | — | $641K | 1.1% | |
| American Funds American Funds 2010 Target Date Retirement Fund, Class R6 | — | — | — | $631K | 1.1% | |
| participants' vested account balances | — | — | — | $573K | 1.0% | |
| Fidelity Emerging Markets Fund - Class K | — | — | — | $553K | 0.9% | |
| BlackRock High Yield Bond Fund, Institutional Class | — | — | — | $320K | 0.5% | |
| American Funds American Funds The Income Fund Of America, Class R6 | — | — | — | $267K | 0.4% | |
| American Funds American Funds 2015 Target Date Retirement Fund, Class R6 | — | — | — | $39K | <0.1% |