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Original filing (PDF)20251014100056NAL0001209139001
LEANIN' TREE, INC.
Form 5500
FILING_RECEIVED
LEANIN' TREE INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
134
Accounts w/ balance
157
Plan assets (EOY)
$11.3M
Net assets (EOY)
$11.3M
How this plan invests
This plan
7 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 43 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEANIN' TREE, INC..
Plan sponsor
Name
LEANIN' TREE, INC.
EIN
84-1130457
Address
6055 LONGBOW DRIVE · BOULDER, CO · 80301
Phone
(303) 530-1442
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $48K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
22 direct securities · 7 pooled funds· $11.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$6.9M
22 holdings
Pooled Separate Account
$2.3M
2 holdings
Common Collective Trust
$2.3M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $2.2M | 19.8% | |
| Vanguard Group Target Retirement 2030 Fund | — | — | — | $1.6M | 14.5% | |
| Vanguard Group Target Retirement 2040 Fund | — | — | — | $1.1M | 9.9% | |
| PRIN/BR S&P 500 INDEX CIT N SEI TRUST COMPANY · EIN 94-3224211 / PN 001 | Common Collective Trust | — | — | $1.1M | 9.5% | |
| Principal** Benefit-responsive investment contract - Fixed Income Guaranteed Option | — | — | — | $656K | 5.8% | |
| PRIN/MFS VALUE CIT N SEI TRUST COMPANY · EIN 45-6648640 / PN 001 | Common Collective Trust | — | — | $584K | 5.2% | |
| ALLSPRING CORE BD CIT N SEI TRUST COMPANY · EIN 94-3222878 / PN 001 | Common Collective Trust | — | — | $570K | 5.1% | |
| Carillon Eagle Group Mid Cap Growth Fund | — | — | — | $545K | 4.8% | |
| EuroPacific Growth Fund | — | — | — | $469K | 4.2% | |
| Vanguard Group Target Retirement 2020 Fund | — | — | — | $377K | 3.3% | |
| Vanguard Group Target Retirement 2035 Fund | — | — | — | $364K | 3.2% | |
| Vanguard Group Target Retirement 2050 Fund | — | — | — | $324K | 2.9% | |
| Vanguard Group Target Retirement 2025 Fund | — | — | — | $317K | 2.8% | |
| 9.50 percent - | — | — | — | $248K | 2.2% | |
| Touchstone Mid Cap Value Fund | — | — | — | $205K | 1.8% | |
| Vanguard Group Target Retirement 2055 Fund | — | — | — | $132K | 1.2% | |
| Principal** SmallCap Value II Separate Account | — | — | — | $105K | 0.9% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $105K | 0.9% | |
| Voya Group Small Cap Growth Fund | — | — | — | $71K | 0.6% | |
| (E) | — | — | — | $67K | 0.6% | |
| Vanguard Group Target Retirement 2045 Fund | — | — | — | $67K | 0.6% | |
| Vanguard Group Target Retirement 2060 Fund | — | — | — | $66K | 0.6% | |
| Principal/BlackRock** Russell 2000 Index | — | — | — | $58K | 0.5% | |
| PRIN/BR RUSS 2000 I CIT N SEI TRUST COMPANY · EIN 52-2265233 / PN 001 | Common Collective Trust | — | — | $58K | 0.5% | |
| Principal/BlackRock** S&P MidCap Index | — | — | — | $37K | 0.3% | |
| PRIN/BR S&P MID INDEX CIT N SEI TRUST COMPANY · EIN 52-2265235 / PN 001 | Common Collective Trust | — | — | $37K | 0.3% | |
| Vanguard Group Target Retirement 2065 Fund | — | — | — | $21K | 0.2% | |
| Vanguard Group Target Retirement Income Fund | — | — | — | $16K | 0.1% | |
| Vanguard Group Target Retirement 2070 Fund | — | — | — | $5K | <0.1% |