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Original filing (PDF)20251015102125NAL0002234467001
ROLLING PLAINS CONSTRUCTION INC.
Form 5500
FILING_RECEIVED
ROLLING PLAINS CONSTRUCTION EMPLOYEE SAVINGS TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
597
Accounts w/ balance
140
Plan assets (EOY)
$10.8M
Net assets (EOY)
$10.8M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 48 bps in Schedule C fees — 66% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- Only 23% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROLLING PLAINS CONSTRUCTION INC..
Plan sponsor
Name
ROLLING PLAINS CONSTRUCTION INC.
EIN
84-0960975
Address
12331 PEORIA STREET · HENDERSON, CO · 80640
Phone
(303) 659-7861
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
OLSON, REYES AND SAUERWEIN LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES AND ASSOC INC. | 59-1237041 | — | NONE | $38K | — |
| RBC CAPITAL MARKETS CORP | 41-1416330 | — | NONE | $12K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $2K | — |
Investments
31 direct securities · 1 pooled fund· $21.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$10.8M
31 holdings
Pooled Separate Account
$10.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $10.4M | 96.1% | |
| American United Life Insurance Company** Nuveen Lifecycle Idx 2045 | — | — | — | $1.7M | 15.9% | |
| Fidelity 500 Index | — | — | — | $975K | 9.0% | |
| Fidelity Adv Int Cap App | — | — | — | $892K | 8.3% | |
| Invesco Diversified Div | — | — | — | $690K | 6.4% | |
| Nuveen Lifecycle Idx 2035 | — | — | — | $689K | 6.4% | |
| Amerfds Grth FD Of America | — | — | — | $584K | 5.4% | |
| Nuveen Lifecycle Idx 2040 | — | — | — | $501K | 4.6% | |
| Nuveen Lifecycle Idx 2050 | — | — | — | $461K | 4.3% | |
| Nuveen Lifecycle Idx 2030 | — | — | — | $369K | 3.4% | |
| Nuveen Lifecycle Idx 2055 | — | — | — | $351K | 3.2% | |
| Amerfds New Perspective | — | — | — | $339K | 3.1% | |
| BlackRock Mid-Cap Gro Equity | — | — | — | $331K | 3.1% | |
| PIMCO Real Return | — | — | — | $330K | 3.1% | |
| Nuveen Lifecycle Idx 2025 | — | — | — | $316K | 2.9% | |
| PGIM High-Yield | — | — | — | $309K | 2.9% | |
| Amercent Midcap Val | — | — | — | $307K | 2.8% | |
| Nuveen Lifecycle Idx 2060 | — | — | — | $303K | 2.8% | |
| Participants** Participant notes receivable - Bearing interest rates at 7 percent, maturing at various dates through April 2048 - | — | — | — | $228K | 2.1% | |
| Goldmansachs Smcapval | — | — | — | $186K | 1.7% | |
| Goldmansachs Money Mkt Gvt | — | — | — | $171K | 1.6% | |
| Jan Hen Triton | — | — | — | $141K | 1.3% | |
| PGIM Total Return Bond | — | — | — | $113K | 1.0% | |
| American United Life Insurance Company** AUL Fixed Account | — | — | — | $96K | 0.9% | |
| Nuveen Lifecycle Idx Inc | — | — | — | $80K | 0.7% | |
| AUL Stable Value Account | — | — | — | $63K | 0.6% | |
| JPMorgan Mid Cap Value | — | — | — | $63K | 0.6% | |
| Amercent Smcap Val | — | — | — | $60K | 0.6% | |
| Nuveen Lifecycle Idx 2065 | — | — | — | $57K | 0.5% | |
| Nuveen Lifecycle Idx 2020 | — | — | — | $51K | 0.5% | |
| Nuveen Lifecycle Idx 2015 | — | — | — | $2K | <0.1% | |
| Nuveen Lifecycle Idx 2010 | — | — | — | $2K | <0.1% |
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