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Original filing (PDF)20251003110814NAL0000769827001
SPECTRA LOGIC CORP.
Form 5500
FILING_RECEIVED
SPECTRA LOGIC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
281
Accounts w/ balance
450
Plan assets (EOY)
$53.4M
Net assets (EOY)
$53.4M
How this plan invests
This plan
15 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 29 bps in Schedule C fees — 83% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPECTRA LOGIC CORP..
Plan sponsor
Name
SPECTRA LOGIC CORP.
EIN
84-0922076
Address
6285 LOOKOUT ROAD · BOULDER, CO · 80301
Phone
(303) 449-6400
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $59K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING LLC | — | OVERLAND PARK, KS | INVESTMENT ADVISOR | $54K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $44K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | BROKEERAGE SERVICES | $0 | — |
Investments
19 direct securities · 15 pooled funds· $53.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$20.6M
15 holdings
Uncategorized
$20.1M
18 holdings
Mutual Funds
$12.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 INDEX # | Mutual Funds | — | — | $12.7M | 23.8% | |
| AB US LARGE CAP GROWTH CIT W SERS L GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $4.0M | 7.5% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $3.5M | 6.5% | |
| Fidelity US BOND INDEX # | — | — | — | $3.3M | 6.2% | |
| Fidelity SMALL CAP INDEX # | — | — | — | $2.5M | 4.7% | |
| Principal LIFETIME HYBRID INCOME CIT Z # 38 Schwab Self-directed brokerage account investments # | — | — | — | $2.1M | 4.0% | |
| PRINCIPAL LIFETIME HYBRID 2035 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $2.0M | 3.7% | |
| PRINCIPAL LIFETIME HYBRID 2050 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $2.0M | 3.7% | |
| PRINCIPAL LIFETIME HYBRID 2040 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.8M | 3.3% | |
| Fidelity INTERNATIONAL INDEX # | — | — | — | $1.6M | 2.9% | |
| PRINCIPAL LIFETIME HYBRID 2025 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $1.5M | 2.8% | |
| Fidelity MID CAP INDEX # | — | — | — | $1.4M | 2.7% | |
| Janus Henderson JANUS HENDERSON GLOBAL TECH INNOVATION I # | — | — | — | $1.3M | 2.5% | |
| American Funds AMERICAN FUNDS EUROPACIFIC GR R6 # | — | — | — | $1.3M | 2.5% | |
| PUTNAM LARGE CAP VALUE TRUST IA PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $1.3M | 2.4% | |
| PRINCIPAL LIFETIME HYBRID 2045 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.3M | 2.3% | |
| Empower SECUREFOUNDATION BAL INST # | — | — | — | $1.2M | 2.3% | |
| PRINCIPAL LIFETIME HYBRID 2055 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.1M | 2.1% | |
| PRINCIPAL LIFETIME HYBRID 2030 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.1M | 2.0% | |
| MassMutual MID CAP GROWTH I # | — | — | — | $980K | 1.8% | |
| MFS MID CAP VALUE R6 # | — | — | — | $955K | 1.8% | |
| PRINCIPAL LIFETIME HYBRID 2060 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $795K | 1.5% | |
| Fidelity EMERGING MARKETS K # | — | — | — | $707K | 1.3% | |
| Janus Henderson JANUS HENDERSON TRITON N # | — | — | — | $678K | 1.3% | |
| Pimco TOTAL RETURN INSTL # | — | — | — | $603K | 1.1% | |
| various times through October 2039 | — | — | — | $462K | 0.9% | |
| MFS INTERNATIONAL NEW DISCOVERY R6 # | — | — | — | $295K | 0.6% | |
| MFS UTILITIES R6 # | — | — | — | $242K | 0.5% | |
| PRINCIPAL LIFETIME HYBRID 2020 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $202K | 0.4% | |
| PRINCIPAL LIFETIME HYBRID 2065 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $190K | 0.4% | |
| Empower MULTI-SECTOR BOND INST # | — | — | — | $152K | 0.3% | |
| American Beacon AMERICAN BEACON SMALL CAP VALUE R6 # | — | — | — | $148K | 0.3% | |
| PRINCIPAL LIFETIME HYBRID 2015 CIT PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $23K | <0.1% | |
| PRINCIPAL LIFETIME HYBRID INCOME CI PRINCIPAL COLLECTIVE TRUST FUNDS · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $38 | <0.1% |
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