· 2022–2024 · DOL EFAST2

MARX/OKUBO ASSOCIATES, LTD. — MARX/OKUBO ASSOCIATES, LTD. EMPLOYEE STOCK OWNERSHIP PLAN, Form 5500 (2024) | Form 5500 Search

Original filing (PDF)20250801131304NAL0007201153001

MARX/OKUBO ASSOCIATES, LTD.

Form 5500

FILING_RECEIVED

MARX/OKUBO ASSOCIATES, LTD. EMPLOYEE STOCK OWNERSHIP PLAN

Defined-contribution retirement plan

Signals · 3

95% in single holding95% employer stockNo recordkeeper disclosed

Active participants

196

Accounts w/ balance

252

Plan assets (EOY)

$25.1M

Net assets (EOY)

$22.5M

How this plan invests

This plan

2 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

80

Total plan cost

100

Plan health

81

Vendor & structure

100

Knocking points off

95% of assets in employer securities (concentration risk).

Helping the score

Below-peer total plan cost (99th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for MARX/OKUBO ASSOCIATES, LTD..

Plan sponsor

Name

MARX/OKUBO ASSOCIATES, LTD.

EIN

84-0887811

Address

455 SHERMAN STREET, SUITE 200 · DENVER, CO · 80203

Phone

(303) 861-0300

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-01

Pension benefit codes

2I · Stock bonus

2P · Leveraged ESOP

2Q · S-corporation ESOP

Audit & trust (Schedule H)

Auditor

PLANTE & MORAN, PLLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

No Schedule C providers reported

Investments

2 direct securities· $25.1M(100% of reported assets)

Common Stock

$23.8M

1 holding

Cash / Money Market

$1.4M

1 holding

PI						% of plan
	Ltd.* $0.001 par value)	Common Stock	—	$6.8M	$23.8M	94.5%
	Independent Bank Money market fund	Cash / Money Market	—	$1.4M	$1.4M	5.5%

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