Back to filter
Original filing (PDF)20250912151837NAL0000848259001
GATES CORPORATION
Form 5500
FILING_RECEIVED
THE GATES MATCHMAKER PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,341
Accounts w/ balance
6,314
Plan assets (EOY)
$696.5M
Net assets (EOY)
$696.3M
How this plan invests
This plan
18 pooled trusts
Schedule D
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 9 bps in Schedule C fees — 57% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GATES CORPORATION.
Plan sponsor
Name
GATES CORPORATION
EIN
84-0857401
Address
1144 FIFTEENTH STREET · SUITE 1400 · DENVER, CO · 80202
Phone
(303) 744-5599
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
334
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BDO USA,P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $255K | — |
| GOLDMAN SACHS | 13-4019460 | — | NONE | $250K | — |
| ROBERT W BAIRD CO INCORPORAT | 39-6037917 | — | NONE | $71K | — |
| BDO USA LLP | 13-5381590 | — | NONE | $43K | — |
| BNY MELLON | 13-5160382 | — | NONE | $36K | — |
Investments
26 direct securities · 18 pooled funds· $918.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$610.6M
26 holdings
Common Collective Trust
$308.2M
18 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GATES STABLE VALUE FUND Common Collective Trust Fund | — | — | — | $100.2M | 14.4% | |
| Vanguard Institutional Index | — | — | — | $80.8M | 11.6% | |
| American Funds New Perspective R6 | — | — | — | $52.6M | 7.6% | |
| AMERICAN FUNDAMENTAL INVSTR R6 Registered Investment Company | — | — | — | $44.1M | 6.3% | |
| INTERMEDIATE CORE FUND THE GOLDMAN SACHS TRUST COMPANY NA · EIN 20-4712534 / PN 012 | Common Collective Trust | — | — | $43.6M | 6.3% | |
| T. Rowe Price All-Cap Opportunities | — | — | — | $42.2M | 6.1% | |
| Intermediate Core Fund | — | — | — | $40.3M | 5.8% | |
| Dodge & Cox Balanced | — | — | — | $38.7M | 5.6% | |
| BLKROCK LIFEPATH DYNAMIC 2030FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1404566 / PN 001 | Common Collective Trust | — | — | $31.5M | 4.5% | |
| BLKROCK LIFEPATH DYNAMIC RET FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1484759 / PN 001 | Common Collective Trust | — | — | $30.1M | 4.3% | |
| BLKROCK LIFEPATH DYNAMIC 2035FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1404929 / PN 001 | Common Collective Trust | — | — | $29.3M | 4.2% | |
| VANGUARD SM CAP INDEX INSTL Registered Investment Company | — | — | — | $23.3M | 3.4% | |
| BLKROCK LIFEPATH DYNAMIC 2045FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1430799 / PN 001 | Common Collective Trust | — | — | $23.2M | 3.3% | |
| BLKROCK LIFEPATH DYNAMIC 2050FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1448812 / PN 001 | Common Collective Trust | — | — | $21.7M | 3.1% | |
| LOOMIS SAYLES CRE PLS FIX INC TR LOOMIS SAYLES TRUST COMPANY, LLC · EIN 84-6391546 / PN 010 | Common Collective Trust | — | — | $20.7M | 3.0% | |
| CORE CONSERVATIVE BOND FUND PRUDENTIAL TRUST COMPANY · EIN 22-1211670 / PN 000 | Common Collective Trust | — | — | $20.6M | 3.0% | |
| BLKROCK LIFEPATH DYNAMIC 2040FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1430499 / PN 001 | Common Collective Trust | — | — | $19.9M | 2.9% | |
| Vanguard Mid Cap Index Institutional | — | — | — | $19.6M | 2.8% | |
| Core Conservative Intermediate Bond Fund | — | — | — | $19.2M | 2.8% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $18.5M | 2.7% | |
| BLACKROCK LIFEPATH DYN 2055 Q Common Collective Trust Fund | — | — | — | $17.0M | 2.4% | |
| BLKROCK LIFEPATH DYNAMIC 2055FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1449261 / PN 001 | Common Collective Trust | — | — | $17.0M | 2.4% | |
| Vanguard Equity Income Admiral | — | — | — | $13.3M | 1.9% | |
| Vanguard Total International Stock Index Admiral | — | — | — | $11.9M | 1.7% | |
| BLKROCK LIFEPATH DYNAMIC 2060FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1465174 / PN 001 | Common Collective Trust | — | — | $10.7M | 1.5% | |
| American Funds Europacific Growth R6 | — | — | — | $10.1M | 1.4% | |
| Registered Investment Companies American Beacon Small Cap Value R6 | — | — | — | $9.4M | 1.4% | |
| MASSMUTUAL SLCT MID CAP GRTH I Registered Investment Company | — | — | — | $9.2M | 1.3% | |
| TERM FUND 2027 THE GOLDMAN SACHS TRUST COMPANY NA · EIN 88-4279844 / PN 001 | Common Collective Trust | — | — | $8.7M | 1.3% | |
| TERM FUND 2026 THE GOLDMAN SACHS TRUST COMPANY NA · EIN 87-3738069 / PN 001 | Common Collective Trust | — | — | $8.7M | 1.2% | |
| TERM FUND 2025 THE GOLDMAN SACHS TRUST COMPANY NA · EIN 84-3842960 / PN 001 | Common Collective Trust | — | — | $8.6M | 1.2% | |
| Term Fund 2027 | — | — | — | $8.1M | 1.2% | |
| Term Fund 2026 | — | — | — | $8.0M | 1.2% | |
| Term Fund 2025 | — | — | — | $8.0M | 1.1% | |
| TERM FUND 2028 THE GOLDMAN SACHS TRUST COMPANY NA · EIN 93-4136622 / PN 001 | Common Collective Trust | — | — | $7.5M | 1.1% | |
| MFS Mid Cap Value R6 | — | — | — | $7.3M | 1.1% | |
| Adjustment from Fair Value to Contract Value | — | — | — | $7.3M | 1.0% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $7.2M | 1.0% | |
| Participant Loans Interest rates from 4.25% to 9.50% | — | — | — | $7.2M | 1.0% | |
| Term Fund 2028 | — | — | — | $7.0M | 1.0% | |
| BLKROCK LIFEPATH DYNAMIC 2065FUND Q BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 85-1465437 / PN 001 | Common Collective Trust | — | — | $3.8M | 0.5% | |
| BNY MELLON COLLECTIVE FUND EB TIF BANK OF NEW YORK MELLON · EIN 13-5160382 / PN 023 | Common Collective Trust | — | — | $2.3M | 0.3% | |
| TERM FUND 2024 THE GOLDMAN SACHS TRUST COMPANY NA · EIN 84-3842960 / PN 001 | Common Collective Trust | — | — | $275K | <0.1% | |
| Term Fund 2024 | — | — | — | $255K | <0.1% |