Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | — | RECORDKEEPER | $154 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT CO | 39-2018056 | — | RIA | $0 | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $38.4M | 75.7% |
| Indirect comp |
|---|
| NOBLE WEALTH MANAGEMENT P.B.C. | 86-1488344 | ENGLEWOOD, CO | BROKERAGE | $0 | — |
| MERRILL LYNCH PIERCE FENNER SMITH | 13-5674085 | — | BROKERAGE | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
| Brokerage Securities Participant-Directed Brokerage Accounts | — | — | — | $10.8M | 21.4% |
| Voya Retirement Insurance and Annuity Company Fidelity 500 Index Fund | — | — | — | $6.7M | 13.3% |
| Voya Retirement Insurance and Annuity Company JPMorgan LgCp Grw Fnd R6 | — | — | — | $6.0M | 11.8% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2045 Fund I | — | — | — | $2.0M | 4.0% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2050 Fund I | — | — | — | $1.8M | 3.6% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2030 Fund I | — | — | — | $1.8M | 3.6% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2035 Fund I | — | — | — | $1.6M | 3.2% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2040 Fund I | — | — | — | $1.5M | 3.1% |
| Voya Retirement Insurance and Annuity Company John Hanck Disciplined Vl F R6 | — | — | — | $1.5M | 3.0% |
| Voya Retirement Insurance and Annuity Company Fidelity Mid Cap Idx Fd | — | — | — | $1.3M | 2.5% |
| Voya Retirement Insurance and Annuity Company Vangrd Sm-Cap Grw Index Fd Adm | — | — | — | $1.2M | 2.4% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2055 Fund I | — | — | — | $1.0M | 2.1% |
| Voya Retirement Insurance and Annuity Company Dodge & Cox Income Fund X | — | — | — | $1.0M | 2.1% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2020 Fund I | — | — | — | $976K | 1.9% |
| Voya Retirement Insurance and Annuity Company AQR RskBalanced Comm Strat R6 ** 790 * Voya Retirement Insurance and Annuity Company Allspg Spec MdCp Vl Fd R6 ** 924 * Voya Retirement Insurance and Annuity Company American Funds Cap Wld G&I R6 | — | — | — | $968K | 1.9% |
| Voya Retirement Insurance and Annuity Company DFA Intl Value Portfolio Ins | — | — | — | $825K | 1.6% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2010 Fund I | — | — | — | $822K | 1.6% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2025 Fund I | — | — | — | $769K | 1.5% |
| Voya Retirement Insurance and Annuity Company Macq Mid Cap Growth R6 | — | — | — | $744K | 1.5% |
| Voya Retirement Insurance and Annuity Company DFA US Small Cap Portfolio Ins | — | — | — | $720K | 1.4% |
| Voya Retirement Insurance and Annuity Company American Funds EuroPacific R6 | — | — | — | $692K | 1.4% |
| Voya Retirement Insurance and Annuity Company PIMCO Real Return Fund Ins | — | — | — | $644K | 1.3% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2060 Fund I | — | — | — | $559K | 1.1% |
| Voya Retirement Insurance and Annuity Company BlkRck High Yield Port K | — | — | — | $541K | 1.1% |
| Voya Retirement Insurance and Annuity Company DFA US Targeted Vl Port Ins | — | — | — | $460K | 0.9% |
| Voya Retirement Insurance and Annuity Company Cohen&Steers Real Est S Fd Z | — | — | — | $419K | 0.8% |
| Voya Retirement Insurance and Annuity Company PIMCO Income Fund Ins | — | — | — | $396K | 0.8% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2065 Fund I | — | — | — | $278K | 0.5% |
| Voya Retirement Insurance and Annuity Company Fid US Bd Id Fd | — | — | — | $223K | 0.4% |
| Participant Loans to participants, bearing interest ranging from 5.25% to 10.50% | Participant loans | — | — | $214K | 0.4% |
| Voya Retirement Insurance and Annuity Company TRwPr Retirement 2015 Fund I | — | — | — | $204K | 0.4% |
| Voya Retirement Insurance and Annuity Company American Funds New World R6 | — | — | — | $182K | 0.4% |
| Voya Retirement Insurance and Annuity Company Voya Fixed Account | — | — | — | $132K | 0.3% |
| Voya Retirement Insurance and Annuity Company American Funds SMALLCAP R6 | — | — | — | $129K | 0.3% |
| Voya Retirement Insurance and Annuity Company American Funds Nw Prspctv R6 | — | — | — | $85K | 0.2% |
| Transamerica Life Insurance Company Individual Life Insurance Policy | — | — | — | $68K | 0.1% |
| Voya Retirement Insurance and Annuity Company Vangrd Value Index Fund Adm | — | — | — | $60K | 0.1% |
| Voya Retirement Insurance and Annuity Company Pion Mult Ast Ultshrt Inc Fd K | — | — | — | $32K | <0.1% |
| Voya Retirement Insurance and Annuity Company Voya Gv Mny Mkt F A (Hld Acct) | — | — | — | $22K | <0.1% |
