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Original filing (PDF)20251013142840NAL0003192226001
HEATING & PLUMBING ENGINEERS, INC.
Form 5500
FILING_RECEIVED
HEATING & PLUMBING ENGINEERS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
68
Accounts w/ balance
141
Plan assets (EOY)
$7.7M
Net assets (EOY)
$7.7M
How this plan invests
This plan
17 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEATING & PLUMBING ENGINEERS, INC..
Plan sponsor
Name
HEATING & PLUMBING ENGINEERS, INC.
EIN
84-0440524
Address
407 FILLMORE PLACE · COLORADO SPRINGS, CO · 80907
Phone
(719) 633-5414
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SSA PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $588 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | 35-2552359 | — | ADVISOR | $35K | — |
| KESTRA ADVISORY SERVICES | 47-1566880 | — | INVESTMENT ADVISOR | $8K | — |
Investments
23 direct securities · 17 pooled funds· $15.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.6M
23 holdings
Common Collective Trust
$7.5M
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GG TRP RET 2030 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289834 / PN 001 | Common Collective Trust | — | — | $1.8M | 23.9% | |
| Great Gray T. Rowe Price Retiree 2030 R1 Common Collective Trust | — | — | — | $1.8M | 23.9% | |
| Great Gray T. Rowe Price Retiree 2025 R1 Common Collective Trust | — | — | — | $1.3M | 17.3% | |
| GG TRP RET 2025 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289833 / PN 001 | Common Collective Trust | — | — | $1.3M | 17.3% | |
| Great Gray T. Rowe Price Retiree 2040 R1 Common Collective Trust | — | — | — | $1.0M | 13.0% | |
| GG TRP RET 2040 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289836 / PN 001 | Common Collective Trust | — | — | $1.0M | 13.0% | |
| Great Gray T. Rowe Price Retiree 2035 R1 Common Collective Trust | — | — | — | $950K | 12.3% | |
| GG TRP RET 2035 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289835 / PN 001 | Common Collective Trust | — | — | $950K | 12.3% | |
| Great Gray T. Rowe Price Retiree 2045 R1 Common Collective Trust | — | — | — | $847K | 11.0% | |
| GG TRP RET 2045 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289837 / PN 001 | Common Collective Trust | — | — | $847K | 11.0% | |
| Great Gray T. Rowe Price Retiree 2055 R1 Common Collective Trust | — | — | — | $621K | 8.1% | |
| GG TRP RET 2055 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289839 / PN 001 | Common Collective Trust | — | — | $621K | 8.1% | |
| Great Gray T. Rowe Price Retiree 2060 R1 Common Collective Trust | — | — | — | $403K | 5.2% | |
| WT TRP RET 2060 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289840 / PN 001 | Common Collective Trust | — | — | $403K | 5.2% | |
| Great Gray T. Rowe Price Retiree 2050 R1 Common Collective Trust | — | — | — | $201K | 2.6% | |
| GG TRP RET 2050 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289838 / PN 001 | Common Collective Trust | — | — | $201K | 2.6% | |
| Great Gray T. Rowe Price Retiree 2020 R1 Common Collective Trust | — | — | — | $95K | 1.2% | |
| GG TRP RET 2020 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289832 / PN 001 | Common Collective Trust | — | — | $95K | 1.2% | |
| Great Gray T. Rowe Price Retiree 2065 R1 Common Collective Trust | — | — | — | $64K | 0.8% | |
| GG TRP RET 2065 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289841 / PN 001 | Common Collective Trust | — | — | $64K | 0.8% | |
| LRG CAP GRTH III R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $61K | 0.8% | |
| Fidelity 500 Index Mutual Fund | — | — | — | $39K | 0.5% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $35K | 0.5% | |
| Various maturity dates through November 2029; secured by participants’ vested account balances; * Notes Receivable From Participants interest rates from 3.25% to 8.50% | — | — | — | $31K | 0.4% | |
| STABLE VALUE FUND R1 GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $30K | 0.4% | |
| Victory Sycamore Established Value R6 Mutual Fund | — | — | — | $22K | 0.3% | |
| JPMorgan Mid Cap Growth Fund Class R6 Mutual Fund | — | — | — | $21K | 0.3% | |
| Putnum Large Cap Value Fund R1 Common Collective Trust | — | — | — | $20K | 0.3% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $20K | 0.3% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $20K | 0.3% | |
| Fidelity Advisor Total Bond Fund Z Mutual Fund | — | — | — | $18K | 0.2% | |
| Victory RS International Fund R6 Mutual Fund | — | — | — | $18K | 0.2% | |
| Fidelity Advisor Focused Emerging Markets Fund - Class Z Mutual Fund | — | — | — | $12K | 0.2% | |
| AC SMALL CAP VALUE GREAT GRAY TRUST COMPANY, LLC · EIN 38-4097325 / PN 488 | Common Collective Trust | — | — | $6K | <0.1% | |
| SMALL CAP GR II R1 GREAT GRAY TRUST COMPANY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $4K | <0.1% | |
| JP Morgan Global Bond R6 Mutual Fund | — | — | — | $4K | <0.1% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $2K | <0.1% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $2K | <0.1% | |
| GG TRP RET 2060 R1 GREAT GRAY TRUST COMPANY · EIN 38-7289840 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| MID CAP GROWTH R1 GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% |
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