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Original filing (PDF)20251003135617NAL0002417136001
DENVER BOTANIC GARDENS, INC.
Form 5500
FILING_RECEIVED
DENVER BOTANIC GARDENS, INC. 403(B) PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
258
Accounts w/ balance
320
Plan assets (EOY)
$23.3M
Net assets (EOY)
$23.3M
How this plan invests
This plan
1 pooled trust
Schedule D
51 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DENVER BOTANIC GARDENS, INC..
Plan sponsor
Name
DENVER BOTANIC GARDENS, INC.
EIN
84-0440359
Address
909 YORK ST · DENVER, CO · 802063751
Phone
(720) 865-3515
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | 61-1758632 | — | INVESTMENT ADVISORY | $19K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $36K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
51 direct securities · 1 pooled fund· $24.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.4M
51 holdings
Pooled Separate Account
$1.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Fixed Income Guaranteed Option Investment at Contract Value | — | — | — | $3.8M | 16.2% | |
| Fidelity Adv Total Bond Z Fund Mutual fund | — | — | — | $3.8M | 16.2% | |
| JP Morgan Large Cap Gr R6 Fd Mutual fund | — | — | — | $1.9M | 8.0% | |
| Putnam Large Cap Value R6 Fund Mutual fund | — | — | — | $1.9M | 8.0% | |
| American Funds NewPrsp R Fund Mutual fund | — | — | — | $1.8M | 7.8% | |
| Am Fds EuroPacific Grth R6 Fund Mutual fund | — | — | — | $1.6M | 6.9% | |
| Principal LargeCap S&P 500 Idx Inst Fund + Mutual fund | — | — | — | $1.5M | 6.5% | |
| Victory Sycamore Est Val I Fund Mutual fund | — | — | — | $1.1M | 4.5% | |
| FUTURE FUNDS SERIES ACCT II OF GWL GREAT WEST LIFE AND ANNUITY INS. CO · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $1.0M | 4.3% | |
| Principal SmallCap S&P 600 Idx Inst Fund + Mutual fund | — | — | — | $723K | 3.1% | |
| Principal MidCap S&P 400 Index R6 Fund + Mutual fund | — | — | — | $684K | 2.9% | |
| Principal Capital Appreciation Inst Fund + Mutual fund | — | — | — | $668K | 2.9% | |
| Vanguard TI Stk Mkt Inx Adm Fund Mutual fund | — | — | — | $603K | 2.6% | |
| T. Rowe Price Mid-Cap Gr I Fd Mutual fund | — | — | — | $459K | 2.0% | |
| Invesco Discovery R6 Fund Mutual fund | — | — | — | $455K | 2.0% | |
| Principal Bond Market Index Inst Fund + Mutual fund | — | — | — | $266K | 1.1% | |
| T. Rowe Price Rtm I 2045 I Fund Mutual fund | — | — | — | $227K | 1.0% | |
| Fidelity VIP Growth Portfolio Variable annuity | — | — | — | $215K | 0.9% | |
| Principal Intl Equity Index R6 Fund+ Mutual fund | — | — | — | $160K | 0.7% | |
| T. Rowe Price Rtm I 2050 I Fund Mutual fund | — | — | — | $151K | 0.6% | |
| Fidelity VIP II Contrafund Variable annuity | — | — | — | $145K | 0.6% | |
| T. Rowe Price Rtm I 2040 I Fund Mutual fund | — | — | — | $142K | 0.6% | |
| Empower Ariel Mid Cap Value Fund Inv Variable annuity | — | — | — | $139K | 0.6% | |
| T. Rowe Price Rtm Bal I Fund Mutual fund | — | — | — | $108K | 0.5% | |
| T. Rowe Price Rtm I 2035 I Fd Mutual fund | — | — | — | $102K | 0.4% | |
| (E) | — | — | $52K | $98K | 0.4% | |
| Empower S&P 500 Index Fund Inv Variable annuity | — | — | — | $75K | 0.3% | |
| Empower Lifetime 2035 Fund Inv Variable annuity | — | — | — | $61K | 0.3% | |
| Invesco Discovery Mid Cap Growth Fund A Variable annuity ** 828 * Invesco Global A Variable annuity | — | — | — | $55K | 0.2% | |
| Empower T Rowe Price MDCP GR Fund Inv Variable annuity | — | — | — | $55K | 0.2% | |
| T. Rowe Price Rtm I 2065 I Fd Mutual fund | — | — | — | $52K | 0.2% | |
| (E) | — | — | $36K | $50K | 0.2% | |
| PIMCO RAE US Sml Instl Fund Mutual fund | — | — | — | $50K | 0.2% | |
| Empower MOD AGGR Profile Fund Inv Variable annuity | — | — | — | $46K | 0.2% | |
| T. Rowe Price Rtm I 2030 I Fund Mutual fund | — | — | — | $43K | 0.2% | |
| Empower Guaranteed Fixed Fund Fixed annuity | — | — | — | $36K | 0.2% | |
| Empower Lifetime 2045 Fund Inv Variable annuity | — | — | — | $30K | 0.1% | |
| Empower Lifetime 2015 Fund Inv Variable annuity | — | — | — | $30K | 0.1% | |
| Invesco Comstock R Variable annuity | — | — | — | $23K | <0.1% | |
| Empower International Value Inv Variable annuity | — | — | — | $20K | <0.1% | |
| Empower Moderate Profile Fund Inv Variable annuity | — | — | — | $15K | <0.1% | |
| Empower S&P Smallcap 600 Index FD Inv Variable annuity | — | — | — | $14K | <0.1% | |
| Davis New York Venture Fund R Variable annuity | — | — | — | $12K | <0.1% | |
| American Century Equity Income Fund Variable annuity | — | — | — | $12K | <0.1% | |
| Janus Global Research T Variable annuity | — | — | — | $11K | <0.1% | |
| Alger Mid Cap Growth I-2 Variable annuity | — | — | — | $9K | <0.1% | |
| Federated Hermes Govt Obligations FD SS Variable annuity | — | — | — | $9K | <0.1% | |
| Artisan International Fund Variable annuity | — | — | — | $9K | <0.1% | |
| Empower Bond Index Fund Inv Variable annuity | — | — | — | $9K | <0.1% | |
| Empower Large Cap Value Investor II Variable annuity | — | — | — | $5K | <0.1% | |
| Empower Multi-Sector Bond Inv Variable annuity | — | — | — | $4K | <0.1% | |
| Empower US Govt Securities Fund Inv Variable annuity | — | — | — | $2K | <0.1% |