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Original filing (PDF)20251010085324NAL0012682480001
REGIS UNIVERSITY
Form 5500
FILING_RECEIVED
REGIS UNIVERSITY DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Active participants
786
Accounts w/ balance
1,322
Plan assets (EOY)
$168.7M
Net assets (EOY)
$168.7M
How this plan invests
This plan
1 pooled trust
Schedule D
52 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 17 bps in Schedule C fees — 71% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for REGIS UNIVERSITY.
Plan sponsor
Name
REGIS UNIVERSITY
EIN
84-0402707
Address
BENEFITS DEPARTMENT · 3333 REGIS BLVD · DENVER, CO · 80221
Phone
(303) 964-3659
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
RUBINBROWN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $227K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADVISED ASSET GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $61K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER FINANCIAL SERVICES, INC | — | GREENWOOD VILLAGE, CO | NONE | $104 | — |
Investments
51 direct securities · 1 pooled fund· $159.4M(94% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$141.1M
49 holdings
Mutual Funds
$16.6M
2 holdings
Pooled Separate Account
$1.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nonbenefit-Responsive Investment Contract * TIAA Traditional Annuity, nonbenefit-responsive | — | — | — | $20.8M | 12.3% | |
| Blackrock Lifepath Index Retirement Investment | Mutual Funds | — | — | $16.1M | 9.5% | |
| TIAA-CREF Stock R2 | — | — | — | $12.1M | 7.2% | |
| Fidelity 500 Index | — | — | — | $11.8M | 7.0% | |
| Blackrock Lifepath Index 2035 Investor A | — | — | — | $11.0M | 6.5% | |
| Blackrock Lifepath Index 2040 Investor A | — | — | — | $10.1M | 6.0% | |
| Blackrock Lifepath Index 2030 Investor A | — | — | — | $7.9M | 4.7% | |
| Blackrock Lifepath Index 2045 Investor A | — | — | — | $7.5M | 4.4% | |
| TIAA-CREF Growth R2 | — | — | — | $5.7M | 3.4% | |
| Fidelity US Bond Index | — | — | — | $4.7M | 2.8% | |
| Fidelity Total Intl Index Instl Premium | — | — | — | $4.4M | 2.6% | |
| Blackrock Lifepath Index 2050 Investor A | — | — | — | $3.6M | 2.1% | |
| TIAA-CREF Global Equities R2 | — | — | — | $3.3M | 2.0% | |
| TIAA-CREF Money Market R2 | — | — | — | $3.1M | 1.9% | |
| Fidelity Mid Cap Index | — | — | — | $2.8M | 1.7% | |
| Fidelity Small Cap Index | — | — | — | $2.6M | 1.5% | |
| TIAA-CREF Social Choice R2 | — | — | — | $2.4M | 1.4% | |
| PIMCO Total Return III Admin | — | — | — | $2.4M | 1.4% | |
| Mainstay Large Cap Growth I | — | — | — | $2.0M | 1.2% | |
| Dodge & Cox Stock X | — | — | — | $2.0M | 1.2% | |
| TIAA-CREF Equity Index R2 | — | — | — | $1.8M | 1.1% | |
| Catholic Responsible Investments Equity Index Ins | — | — | — | $1.8M | 1.1% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.7M | 1.0% | |
| Blackrock Lifepath Index 2055 Investor A | — | — | — | $1.7M | 1.0% | |
| TIAA-CREF Core Bond R2 | — | — | — | $1.4M | 0.8% | |
| Self Directed Brokerage Accounts Empower Self-Directed Brokerage Accounts | — | — | — | $1.3M | 0.8% | |
| DFA International Social Core Equity Institutional | — | — | — | $1.1M | 0.7% | |
| John Hancock Disciplined Value Mid Cap R6 | — | — | — | $1.1M | 0.7% | |
| DFA Global Real Estate I | — | — | — | $1.0M | 0.6% | |
| DFA US Social Core Equity 2 | — | — | — | $986K | 0.6% | |
| TIAA-CREF Lifecycle 2035 | — | — | — | $870K | 0.5% | |
| TIAA-CREF Lifecycle 2020 | — | — | — | $862K | 0.5% | |
| JP Morgan Mid Cap Index Admiral | — | — | — | $857K | 0.5% | |
| TIAA-CREF Lifecycle 2040 | — | — | — | $833K | 0.5% | |
| American Funds Europacific Growth R4 | — | — | — | $759K | 0.4% | |
| Oakmark International I | — | — | — | $665K | 0.4% | |
| TIAA-CREF Small-Cap Equity | — | — | — | $627K | 0.4% | |
| TIAA-CREF Inflation-Linked Bond R2 | — | — | — | $546K | 0.3% | |
| Blackrock Lifepath Index 2060 Investor A | — | — | — | $515K | 0.3% | |
| s (Continued) * TIAA-CREF International Equity ** $ | Mutual Funds | — | — | $497K | 0.3% | |
| TIAA-CREF Large Cap Value | — | — | — | $483K | 0.3% | |
| TIAA-CREF Mid-Cap Value | — | — | — | $437K | 0.3% | |
| TIAA-CREF Lifecycle 2030 | — | — | — | $260K | 0.2% | |
| Emerald Growth Institutional | — | — | — | $252K | 0.1% | |
| TIAA-CREF Lifecycle 2025 | — | — | — | $206K | 0.1% | |
| TIAA-CREF Mid-Cap Growth | — | — | — | $177K | 0.1% | |
| TIAA-CREF Lifecycle 2015 | — | — | — | $126K | <0.1% | |
| Boston Partners Small Cap Value III | — | — | — | $83K | <0.1% | |
| TIAA-CREF Lifecycle 2050 | — | — | — | $63K | <0.1% | |
| Blackrock Lifepath Index 2065 Investor A | — | — | — | $61K | <0.1% | |
| TIAA-CREF Lifecycle Retirement Income | — | — | — | $51K | <0.1% | |
| TIAA-CREF Lifecycle 2010 | — | — | — | $7K | <0.1% |
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