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Original filing (PDF)20251015190954NAL0002800323001
NEWGEN OPERATIONS MANAGEMENT LLC
Form 5500
FILING_RECEIVED
401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
7,226
Accounts w/ balance
729
Plan assets (EOY)
$19.1M
Net assets (EOY)
$19.1M
How this plan invests
This plan
32 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 75 bps in Schedule C fees — 158% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- Only 10% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEWGEN OPERATIONS MANAGEMENT LLC.
Plan sponsor
Name
NEWGEN OPERATIONS MANAGEMENT LLC
EIN
83-4612746
Address
9526 WEST PICO BLVD. · LOS ANGELES, CA · 90024
Phone
(323) 546-3465
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEINBERG & COMPANY, P.A.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 59-1237041 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $143K | — |
| ACTUARIAL BENEFITS CORPORATION | 20-1054428 | — | CONTRACT ADMINISTRATOR | $0 | — |
Investments
2 direct securities · 32 pooled funds· $19.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$17.3M
32 holdings
Uncategorized
$1.9M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MYWAYRTMT IDX RETIREMENT FD GREAT GARY TRUST COMPANY · EIN 38-4065298 / PN 382 | Common Collective Trust | — | — | $3.8M | 19.8% | |
| MYWAYRTMT IDX 2035 FUND GREAT GARY TRUST COMPANY · EIN 38-4065300 / PN 384 | Common Collective Trust | — | — | $3.3M | 17.4% | |
| MYWAYRTMT IDX 2030 FUND GREAT GARY TRUST COMPANY · EIN 38-4065294 / PN 378 | Common Collective Trust | — | — | $1.9M | 10.1% | |
| MYWAYRTMT IDX 2040 FUND GREAT GARY TRUST COMPANY · EIN 38-4065295 / PN 379 | Common Collective Trust | — | — | $1.9M | 10.1% | |
| MYWAYRTMT IDX 2045 FUND GREAT GARY TRUST COMPANY · EIN 38-4065301 / PN 385 | Common Collective Trust | — | — | $1.6M | 8.5% | |
| MYWAYRTMT IDX 2050 FUND GREAT GARY TRUST COMPANY · EIN 38-4065307 / PN 391 | Common Collective Trust | — | — | $1.2M | 6.2% | |
| similar party interest, collateral, part or maturity value Goldman Sachs Registered Investment Company Goldman Sachs Fin Sq Gov R6 Fd | — | — | — | $984K | 5.1% | |
| Participant Loans Range of Interest Rates Rage from 3.25% to 9.50% 0.00 $ | — | — | — | $873K | 4.6% | |
| MYWAYRTMT IDX 2055 FUND GREAT GARY TRUST COMPANY · EIN 38-4065302 / PN 386 | Common Collective Trust | — | — | $749K | 3.9% | |
| BLACKROCK EQTY INDX FD CLASS 1 GREAT GARY TRUST COMPANY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $727K | 3.8% | |
| MYWAYRETIREMENT LRG CAP GRTH R GREAT GARY TRUST COMPANY · EIN 38-4139869 / PN 647 | Common Collective Trust | — | — | $524K | 2.7% | |
| MYWAYRTMT IDX 2060 FUND GREAT GARY TRUST COMPANY · EIN 38-4065297 / PN 381 | Common Collective Trust | — | — | $286K | 1.5% | |
| BLACKROCK RUSS 2000 IDX CI R GREAT GARY TRUST COMPANY · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $263K | 1.4% | |
| BLACKROCK MID CAP EQ IDX CL1 GREAT GRAY TRUST COMPANY · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $169K | 0.9% | |
| MYWAYRETIREMENT INTERNATIONAL GREAT GARY TRUST COMPANY · EIN 38-4126285 / PN 589 | Common Collective Trust | — | — | $169K | 0.9% | |
| MYWAYRETIREMENT LRG CAP VAL R GREAT GARY TRUST COMPANY · EIN 38-7264527 / PN 690 | Common Collective Trust | — | — | $128K | 0.7% | |
| MYWAYRTMT IDX 2065 FUND GREAT GRAY TRUST COMPANY · EIN 38-4139859 / PN 636 | Common Collective Trust | — | — | $120K | 0.6% | |
| BLACKROCK U.S. TIP INDEX CL1 GREAT GRAY TRUST COMPANY · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $77K | 0.4% | |
| MYWAYRETIREMENT CORE BOND R FD GREAT GRAY TRUST COMPANY · EIN 38-4139867 / PN 645 | Common Collective Trust | — | — | $62K | 0.3% | |
| BLACKROCK US DBT IDX FD CL 1 GREAT GRAY TRUST COMPANY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $58K | 0.3% | |
| MYWAYRETIREMENT SM CAP GRTH R GREAT GRAY TRUST COMPANY · EIN 83-3963451 / PN 650 | Common Collective Trust | — | — | $53K | 0.3% | |
| MYWAYRETIREMENT BALANCED R FD GREAT GRAY TRUST COMPANY · EIN 38-4139866 / PN 644 | Common Collective Trust | — | — | $31K | 0.2% | |
| BLACKROCK EAFE EQ IDX CI R FD GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $29K | 0.2% | |
| MYWAYRETIREMENT INTL GROWTH R GREAT GRAY TRUST COMPANY · EIN 38-4139868 / PN 646 | Common Collective Trust | — | — | $12K | <0.1% | |
| MYWAYRETIREMENT REAL ESTATE R GREAT GRAY TRUST COMPANY · EIN 38-7264530 / PN 693 | Common Collective Trust | — | — | $9K | <0.1% | |
| MYWAYRETIREMENT MID CAP VAL R GREAT GRAY TRUST COMPANY · EIN 38-7264528 / PN 691 | Common Collective Trust | — | — | $9K | <0.1% | |
| MYWAYRETIREMENT MULTI-SEC BD R GREAT GRAY TRUST COMPANY · EIN 38-4139871 / PN 649 | Common Collective Trust | — | — | $6K | <0.1% | |
| MYWAYRETIREMENT EMERG MRKTS R GREAT GRAY TRUST COMPANY · EIN 38-7264529 / PN 692 | Common Collective Trust | — | — | $390 | <0.1% | |
| MYWAYRETIREMENT COMMODITIES R GREAT GRAY TRUST COMPANY · EIN 38-7264532 / PN 695 | Common Collective Trust | — | — | $56 | <0.1% | |
| MYWAYRETIREMENT GLOBAL BOND R GREAT GRAY TRUST COMPANY · EIN 38-7264531 / PN 694 | Common Collective Trust | — | — | $37 | <0.1% | |
| MYWAYRTMT IDX 2025 FUND GREAT GARY TRUST COMPANY · EIN 38-4065299 / PN 382 | Common Collective Trust | — | — | $0 | <0.1% | |
| MYWAYRETIREMENT MID CAP GRTH R GREAT GRAY TRUST COMPANY · EIN 38-4139870 / PN 648 | Common Collective Trust | — | — | $0 | <0.1% | |
| MYWAYRETIREMENT SM CAP VAL R GREAT GRAY TRUST COMPANY · EIN 85-3975085 / PN 651 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |