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Original filing (PDF)20251015193624NAL0005744705001
NUVANCE HEALTH
Form 5500
FILING_RECEIVED
NUVANCE HEALTH 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
10,383
Accounts w/ balance
12,214
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
12 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — 60% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NUVANCE HEALTH.
Plan sponsor
Name
NUVANCE HEALTH
EIN
83-4214573
Address
100 RESERVE ROAD · DANBURY, CT · 06810
Phone
(203) 739-8181
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2J · 401(k) feature
2E · Profit-sharing
2T · Default investment account (QDIA)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC | 04-2654524 | — | INV. ADVISORY | $176K | — |
| GYL FINANCIAL SYNERGIES | 81-3263476 | — | CONSULTANT | $49K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FID INV INTL OPS CO | 04-2647786 | — | NONE | $763K | — |
Investments
18 direct securities · 12 pooled funds· $1.2B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$806.2M
12 holdings
Uncategorized
$241.3M
16 holdings
Mutual Funds
$149.8M
1 holding
Guaranteed Income / GIC
$39.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity Investments 500 Index Fund | Mutual Funds | — | — | $149.8M | 12.1% | |
| CAPITAL GRP 2035 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 535 | Common Collective Trust | — | — | $137.1M | 11.1% | |
| CAPITAL GRP 2030 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 530 | Common Collective Trust | — | — | $124.0M | 10.0% | |
| CAPITAL GRP 2040 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 540 | Common Collective Trust | — | — | $100.0M | 8.1% | |
| CAPITAL GRP 2045 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 545 | Common Collective Trust | — | — | $93.0M | 7.5% | |
| CAPITAL GRP 2025 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 525 | Common Collective Trust | — | — | $92.2M | 7.5% | |
| CAPITAL GRP 2050 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 550 | Common Collective Trust | — | — | $87.2M | 7.0% | |
| CAPITAL GRP 2055 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 555 | Common Collective Trust | — | — | $72.8M | 5.9% | |
| T. Rowe Price Large-Cap Growth Fund I Class | — | — | — | $53.6M | 4.3% | |
| CAPITAL GRP 2060 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 560 | Common Collective Trust | — | — | $47.0M | 3.8% | |
| * Principal Life Insurance Company Principal Fixed Account | Guaranteed Income / GIC | — | — | $39.9M | 3.2% | |
| Fidelity Investments Extended Market Index Fund | — | — | — | $29.6M | 2.4% | |
| CAPITAL GRP 2020 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 520 | Common Collective Trust | — | — | $28.5M | 2.3% | |
| JPMorgan Equity Income Fund Class R6 | — | — | — | $27.2M | 2.2% | |
| JPMorgan Core Plus Bond Fund Class R6 | — | — | — | $21.8M | 1.8% | |
| Vanguard Total Intl Stock Idx Fund | — | — | — | $19.8M | 1.6% | |
| Goldman Sachs Small/Mid Cap Growth Fund Investor Class | — | — | — | $17.8M | 1.4% | |
| CAPITAL GRP 2065 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 565 | Common Collective Trust | — | — | $16.7M | 1.3% | |
| to 10.50% with varying maturity dates through 2044 -- | — | — | — | $14.8M | 1.2% | |
| Self Directed Brokerage Accounts Various Brokerage securities | — | — | — | $12.7M | 1.0% | |
| Vanguard Intermediate-Term Bond Index Fund Institutional Shares | — | — | — | $12.1M | 1.0% | |
| American Funds EuroPacific Growth Fund Class R6 | — | — | — | $7.4M | 0.6% | |
| Vanguard Inflation-Protected Securities Fund Institutional Shares | — | — | — | $6.7M | 0.5% | |
| Fidelity Investments US Small and Mid Cap | — | — | — | $5.8M | 0.5% | |
| CAPITAL GRP 2015 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 515 | Common Collective Trust | — | — | $5.8M | 0.5% | |
| JPMorgan Emerging Markets Equity Fund Class R6 | — | — | — | $5.6M | 0.5% | |
| Blackrock High Yield Bond Portfolio Institutional Shares | — | — | — | $4.0M | 0.3% | |
| Cohen & Steers Realty Shares Fund | — | — | — | $2.0M | 0.2% | |
| CAPITAL GRP 2010 TARGET DATE RET TR CAPITAL BANK AND TRUST CO · EIN 95-6597294 / PN 510 | Common Collective Trust | — | — | $1.9M | 0.2% | |
| Cash and Cash Equivalents | — | — | — | $476K | <0.1% |