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Original filing (PDF)20251015070504NAL0002034355001
HFA-AE LTD.
Form 5500
FILING_RECEIVED
HFA ENTERPRISES, LTD. 401(K) PLAN
401(k) retirement plan
Active participants
400
Accounts w/ balance
445
Plan assets (EOY)
$30.1M
Net assets (EOY)
$30.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HFA-AE LTD..
Plan sponsor
Name
HFA-AE LTD.
EIN
83-4099045
Address
1705 S. WALTON BLVD. STE. 3 · BENTONVILLE, AR · 72712
Phone
(479) 273-7780
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PRZYBYSZ & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STEPHENS GROUP ASSET MANAGEMENT LLC | — | LITTLE ROCK, AR | INVESTMENT ADVISOR | $26K | — |
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $24K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $17K | — |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | OTHER | $2K | — |
Investments
29 direct securities · 2 pooled funds· $30.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$27.0M
29 holdings
Common Collective Trust
$3.1M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Retirement Nuveen Lifecycle Index 2045 R6 | — | — | $4.2M | $4.1M | 13.5% | |
| Empower Retirement Nuveen Lifecycle Index 2035 R6 | — | — | $3.6M | $3.4M | 11.4% | |
| SSGA SANDP 500 INDEX NL SER N STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 306 | Common Collective Trust | — | $2.7M | $2.7M | 9.0% | |
| Empower Retirement Nuveen Lifecycle Index 2055 R6 | — | — | $2.3M | $2.2M | 7.3% | |
| Empower Retirement Nuveen Lifecycle Index 2025 R6 | — | — | $2.2M | $2.1M | 6.9% | |
| Empower Retirement Nuveen Lifecycle Index 2050 R6 | — | — | $1.6M | $1.5M | 5.1% | |
| Empower Retirement Nuveen Lifecycle Index 2040 R6 | — | — | $1.5M | $1.5M | 4.9% | |
| Empower Retirement Nuveen Lifecycle Index 2030 R6 | — | — | $1.5M | $1.5M | 4.9% | |
| Empower Retirement Nuveen Lifecycle Index 2060 R6 | — | — | $1.5M | $1.4M | 4.7% | |
| Empower Retirement Nuveen Large Cap Growth Index R6 | — | — | $1.4M | $1.4M | 4.6% | |
| Empower Retirement Vanguard Value Index Adm | — | — | $1.1M | $1.0M | 3.5% | |
| Empower Retirement Fidelity Mid Cap Index | — | — | $745K | $931K | 3.1% | |
| Empower Retirement Vanguard Small Cap Index Adm | — | — | $810K | $809K | 2.7% | |
| Empower Retirement Key Guaranteed Portfolio Fund | — | — | $592K | $630K | 2.1% | |
| Empower Retirement Vanguard Developed Markets Index Admiral | — | — | $619K | $628K | 2.1% | |
| Empower Retirement Fidelity International Index | — | — | $555K | $512K | 1.7% | |
| Empower Retirement Vanguard Small Cap Value Index Admiral | — | — | $464K | $455K | 1.5% | |
| SSGA US INFLATION PROTECTED BD IDX STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 168 | Common Collective Trust | — | $423K | $415K | 1.4% | |
| Empower Retirement Vanguard Total Bond Market Index Admiral | — | — | $418K | $409K | 1.4% | |
| Empower Retirement Vanguard Mid-Cap Value Index Admiral | — | — | $381K | $366K | 1.2% | |
| Empower Retirement Vanguard Emerging Mkts Stock Idx Adm | — | — | $391K | $363K | 1.2% | |
| Empower Retirement Vanguard Mid-Cap Growth Index Admiral | — | — | $328K | $330K | 1.1% | |
| Empower Retirement Vanguard Interm-Term Bond Index Adm | — | — | $285K | $280K | 0.9% | |
| Empower Retirement Vanguard Balanced Index Adm | — | — | $254K | $246K | 0.8% | |
| Empower Retirement Nuveen Lifecycle Index 2015 R6 | — | — | $267K | $246K | 0.8% | |
| Empower Retirement Vanbuard High-Yield Corporate Adm | — | — | $194K | $192K | 0.6% | |
| Empower Retirement Vanguard Long-Term Treasury Ind Admiral | — | — | $175K | $169K | 0.6% | |
| Empower Retirement Vanguard Small Cap Growth Index Admiral | — | — | $158K | $162K | 0.5% | |
| Empower Retirement Nuveen Lifecycle Index 2020 R6 | — | — | $127K | $118K | 0.4% | |
| Empower Retirement Nuveen Lifecycle Index 2065 R6 | — | — | $46K | $44K | 0.1% | |
| Empower Retirement Vanguard Total Intl Bd Idx Admiral | — | — | $25K | $25K | <0.1% |
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