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Original filing (PDF)20251015064529NAL0008361266001
PUTTSHACK USA INC.
Form 5500
FILING_RECEIVED
PUTTSHACK USA INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
~104 bps in Sched C fees
Active participants
1,063
Accounts w/ balance
1,426
Plan assets (EOY)
$6.4M
Net assets (EOY)
$6.4M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 104 bps in Schedule C fees — 99% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PUTTSHACK USA INC..
Plan sponsor
Name
PUTTSHACK USA INC.
EIN
83-4008001
Address
303 W. ERIE ST. SUITE 600 · CHICAGO, IL · 60654
Phone
(312) 517-2206
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CARON & BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $66K | — |
Investments
27 direct securities · 1 pooled fund· $6.2M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$6.1M
27 holdings
Common Collective Trust
$135K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $1.2M | 19.0% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $997K | 15.7% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $815K | 12.8% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $786K | 12.4% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $576K | 9.0% | |
| FID 500 IND | Registered Investment Companies | — | — | $453K | 7.1% | |
| BAIRD CORE PLUS BOND INSTL 109 REGISTERED INVESTMENT COMPANY VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $366K | 5.8% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $269K | 4.2% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $172K | 2.7% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $135K | 2.1% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $117K | 1.8% | |
| JPMORGAN US GARP EQUITY R6 | Registered Investment Companies | — | — | $81K | 1.3% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $35K | 0.6% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $23K | 0.4% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $22K | 0.3% | |
| VANGUARD EXPLORER ADMIN | Registered Investment Companies | — | — | $19K | 0.3% | |
| FID US BOND IND | Registered Investment Companies | — | — | $16K | 0.2% | |
| AMF AMERICAN HIGH INCOME - R6 | Registered Investment Companies | — | — | $15K | 0.2% | |
| DFA US VECTOR EQ FD INST | Registered Investment Companies | — | — | $14K | 0.2% | |
| DFA US TARGETED VAL PORT INST | Registered Investment Companies | — | — | $14K | 0.2% | |
| VANGUARD WINDSOR FUND ADMIRAL | Registered Investment Companies | — | — | $13K | 0.2% | |
| DFA INTL VALUE PORT INST | Registered Investment Companies | — | — | $13K | 0.2% | |
| DFA REAL ESTATE SEC PORT INST | Registered Investment Companies | — | — | $13K | 0.2% | |
| FEDERATED MDT MDCP GR R6 | Registered Investment Companies | — | — | $11K | 0.2% | |
| DFA INTL CORE EQUITY 2 INST | Registered Investment Companies | — | — | $5K | <0.1% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $2K | <0.1% | |
| TRANSAMERICA INFLATION OPPSR6 | Registered Investment Companies | — | — | $2K | <0.1% | |
| DFA EMERG MRKTS VAL PORT INST | Registered Investment Companies | — | — | $2K | <0.1% |