Back to filter
Original filing (PDF)20250923190402NAL0007330352001
CONTROL AIR ENTERPRISES LLC
Form 5500
FILING_RECEIVED
CONTROL AIR & AFFILIATES 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
292
Accounts w/ balance
308
Plan assets (EOY)
$32.1M
Net assets (EOY)
$32.1M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (13 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CONTROL AIR ENTERPRISES LLC.
Plan sponsor
Name
CONTROL AIR ENTERPRISES LLC
EIN
83-3875553
Address
5200 E. LA PALMA AVENUE · ANAHEIM, CA · 92807
Phone
(714) 777-8600
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
GELMAN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $34K | — |
| MESIROW | 36-3429599 | — | NONE | $6K | — |
Investments
26 direct securities · 1 pooled fund· $32.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$31.0M
26 holdings
Common Collective Trust
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Large Cap Growth R6 JP Morgan 0 | — | — | — | $6.1M | 19.0% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $3.7M | 11.6% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $2.5M | 7.7% | |
| Vanguard Mid-Cap Growth Inv Vanguard 0 | — | — | — | $2.4M | 7.4% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $1.9M | 6.0% | |
| Vanguard Equity Income Adm Vanguard 0 | — | — | — | $1.9M | 5.8% | |
| Vanguard Core Bond Adm Vanguard 0 | — | — | — | $1.7M | 5.4% | |
| MFS International Diversification R6 MFS 0 | — | — | — | $1.7M | 5.4% | |
| NYLI Income Builder R6 NYLI 0 | — | — | — | $1.7M | 5.2% | |
| Vanguard Growth Index Adm Vanguard 0 | — | — | — | $1.5M | 4.7% | |
| Vanguard International Growth Adm Vanguard 0 | — | — | — | $1.5M | 4.7% | |
| GOLDMAN SACHS STABLE VALUE INSTL 1 GOLDMAN SACHS TRUST COMPANY · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $1.1M | 3.4% | |
| Vanguard Interm-Term Treasury Adm Vanguard 0 | — | — | — | $1.0M | 3.2% | |
| Vanguard Global Equity Inv Vanguard 0 | — | — | — | $765K | 2.4% | |
| Vanguard Wellington Admiral Vanguard 0 | — | — | — | $536K | 1.7% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $527K | 1.6% | |
| Vanguard Global ex-US Real Estate ETF Vanguard 0 | — | — | — | $404K | 1.3% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $370K | 1.1% | |
| Vanguard Target Retirement Income Fund Vanguard 0 289 Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $298K | 0.9% | |
| Vanguard High Yield Corp Adm Vanguard 0 | — | — | — | $217K | 0.7% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $163K | 0.5% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $48K | 0.2% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $31K | <0.1% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $7K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $6K | <0.1% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $4K | <0.1% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $1K | <0.1% |
Related plans
Other plans using THE VANGUARD GROUP, INC.
GOOGLE LLC
GOOGLE LLC 401(K) SAVINGS PLAN
$48.7B · 114,321 participants
CVS HEALTH CORPORATION
CVS HEALTH FUTURE FUND 401(K) PLAN
$30.1B · 313,966 participants
FEDEX CORPORATION
FEDEX CORPORATION RETIREMENT SAVINGS PLAN
$25.4B · 102,265 participants
KAISER FOUNDATION HEALTH PLAN, INC.
KAISER PERMANENTE 401(K) RETIREMENT PLAN
$22.5B · 155,687 participants
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY
STATE FARM 401(K) SAVINGS PLAN
$19.0B · 67,476 participants
KAISER FOUNDATION HEALTH PLAN, INC.
KAISER PERMANENTE TAX SHELTERED ANNUITY PLAN
$13.8B · 80,148 participants
Similar-size Plumbing, Heating, AC Contractors plans
UNITED ASSOCIATION OF PLUMBERS LOCAL 360
PLUMBERS LOCAL 360 PENSION PLAN
$32.2M · 131 participants
BOARD OF TRUSTEES PLUMBERS WELFARE FUND
PLUMBERS WELFARE FUND
$32.3M · 623 participants
BOARD OF TRUSTEES HEAT AND FROST INSULATORS LOCAL 12
WELFARE FUND OF HEAT AND FROST INSULATORS LOCAL 12
$32.3M · 405 participants
PLUMBERS & STEAMFITTERS 150 PROFIT SHARING FUND
PLUMBERS & STEAMFITTERS 150 PROFIT SHARING FUND
$32.5M · 1,428 participants
VILLARA CORPORATION
VILLARA CORPORATION 401(K) PLAN
$31.8M · 849 participants
PLUMBERS AND PIPEFITTERS LOCAL 520 HEALTH & WELFARE FUND
PLUMBERS AND PIPEFITTERS LOCAL 520 HEALTH AND WELFARE FUND
$31.4M · 953 participants
Large plans in California
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND
$215.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND E
$190.9B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
EQUITY INDEX FUND F
$188.1B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
RUSSELL 1000 INDEX FUND
$187.7B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
CASH EQUIVALENT FUND II
$125.0B
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.
BLACKROCK MSCI ACWI EX-US IMI INDEX FUND E
$88.3B