Back to filter
Original filing (PDF)20251015111744NAL0009287346001
LLI HOLDINGS, INC.
Form 5500
FILING_RECEIVED
LLI HOLDINGS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
45% in single holding
Active participants
193
Accounts w/ balance
200
Plan assets (EOY)
$7.8M
Net assets (EOY)
$7.8M
How this plan invests
This plan
27 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
77
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "flexPATH Index Conservative 2055 Fund Cl R1" is 45% of plan.
- 68 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LLI HOLDINGS, INC..
Plan sponsor
Name
LLI HOLDINGS, INC.
EIN
83-3829690
Address
80 BROAD STREET · FLOOR 11 · NEW YORK, NY · 10004
Phone
(732) 500-5350
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WITHUM SMITH & BROWN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEADING RETIREMENT SOLUTIONS | 45-1200308 | SEATTLE, WA | RECORDKEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC | 33-0905143 | — | ADVISOR | $24K | — |
Investments
3 direct securities · 27 pooled funds· $7.7M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$7.4M
27 holdings
Uncategorized
$238K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FLEXPATH INDEX CONSERVATIVE 2055 FU GREAT GRAY TRUST COMPANY, LLC · EIN 47-2575758 / PN 224 | Common Collective Trust | — | — | $3.5M | 44.3% | |
| FLEXPATH INDEX CONSERVATIVE 2065 FU GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271380 / PN 761 | Common Collective Trust | — | — | $881K | 11.2% | |
| FLEXPATH INDEX AGGRESSIVE 2055 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 47-2554270 / PN 222 | Common Collective Trust | — | — | $749K | 9.6% | |
| FLEXPATH INDEX CONSERVATIVE 2045 CL GREAT GRAY TRUST COMPANY, LLC · EIN 47-2529162 / PN 221 | Common Collective Trust | — | — | $665K | 8.5% | |
| BLACKROCK EQUITY INDEX FUND CL 1 GREAT GRAY TRUST COMPANY, LLC · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $626K | 8.0% | |
| FLEXPATH INDEX MODERATE 2055 FUND C GREAT GRAY TRUST COMPANY, LLC · EIN 47-2563528 / PN 223 | Common Collective Trust | — | — | $155K | 2.0% | |
| FLEXPATH INDEX AGGRESSIVE 2045 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 47-2503540 / PN 219 | Common Collective Trust | — | — | $143K | 1.8% | |
| LARGE CAP VALUE FUND CL I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $136K | 1.7% | |
| LARGE CAP GROWTH FUND III GREAT GRAY TRUST COMPANY, LLC · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $123K | 1.6% | |
| Vanguard Small Cap Value index fund admiral shares | — | — | — | $119K | 1.5% | |
| FLEXPATH INDEX CONSERVATIVE 2035 FU GREAT GRAY TRUST COMPANY, LLC · EIN 47-2491300 / PN 218 | Common Collective Trust | — | — | $81K | 1.0% | |
| Vanguard Emerging Markets Stock Index Fund Admiral | — | — | — | $79K | 1.0% | |
| FLEXPATH INDEX AGGRESSIVE 2065 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271378 / PN 759 | Common Collective Trust | — | — | $63K | 0.8% | |
| FLEXPATH INDEX CONSERVATIVE RETIREM GREAT GRAY TRUST COMPANY, LLC · EIN 47-2264760 / PN 212 | Common Collective Trust | — | — | $45K | 0.6% | |
| value * Notes receivable from Interest rates from 4.25% to 9.50% - | — | — | — | $40K | 0.5% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $35K | 0.4% | |
| FLEXPATH INDEX AGGRESSIVE RETIREMEN GREAT GRAY TRUST COMPANY, LLC · EIN 47-2238264 / PN 210 | Common Collective Trust | — | — | $32K | 0.4% | |
| STABLE VALUE FUND CLASS I1 GREAT GRAY TRUST COMPANY, LLC · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $28K | 0.4% | |
| BLACKROCK EAFE EQUITY INDEX FUND CL GREAT GRAY TRUST COMPANY, LLC · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $27K | 0.3% | |
| FLEXPATH INDEX MODERATE 2065 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-7271379 / PN 760 | Common Collective Trust | — | — | $21K | 0.3% | |
| CORE BOND FUND GREAT GRAY TRUST COMPANY, LLC · EIN 82-1986152 / PN 325 | Common Collective Trust | — | — | $21K | 0.3% | |
| MID CAP VALUE FUND FEE CLASS I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $21K | 0.3% | |
| MID CAP GROWTH FUND CL I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $21K | 0.3% | |
| FLEXPATH INDEX AGGRESSIVE 2035 FUND GREAT GRAY TRUST COMPANY, LLC · EIN 47-2468898 / PN 216 | Common Collective Trust | — | — | $21K | 0.3% | |
| BLACKROCK U.S. DEBT INDEX FUND CL 1 GREAT GRAY TRUST COMPANY, LLC · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $18K | 0.2% | |
| BLACKROCK RUSSELL 2000 INDEX FUND C GREAT GRAY TRUST COMPANY, LLC · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $16K | 0.2% | |
| FLEXPATH INDEX MODERATE 2045 FUND C GREAT GRAY TRUST COMPANY, LLC · EIN 47-2516187 / PN 220 | Common Collective Trust | — | — | $14K | 0.2% | |
| INTERNATIONAL EQUITY FUND FEE CLASS GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $12K | 0.2% | |
| BALANCED ESG FUND FEE CLASS I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139844 / PN 624 | Common Collective Trust | — | — | $4K | <0.1% | |
| FLEXPATH INDEX MODERATE 2035 FUND C GREAT GRAY TRUST COMPANY, LLC · EIN 47-2478524 / PN 217 | Common Collective Trust | — | — | $660 | <0.1% |
Related plans
Other plans using LEADING RETIREMENT SOLUTIONS
LEADING PLAN SOLUTIONS, INC.
LEADING PLAN SOLUTIONS POOLED EMPLOYER PLAN #1
$51.5M · 517 participants
DIRECT URGENT CARE, INC. DBA CARBON HEALTH
CARBON HEALTH 401(K) PLAN
$42.4M · 1,296 participants
THE LIBERTY COMPANY INSURANCE BROKERS, INC.
THE LIBERTY COMPANY 401(K) PLAN
$29.9M · 767 participants
ASSOCIATION OF ECONOMIC COLLABORATION AND GROWTH
ASSOCIATION OF ECONOMIC COLLABORATION AND GROWTH MULTIPLE EMPLOYER RETIREMENT PLAN
$21.7M · 5,135 participants
LEADING PLAN SOLUTIONS, INC.
RETIRE RIGHT 401(K) PLAN
$9.0M · 711 participants
SAVIBANK
SAVIBANK 401(K) RETIREMENT PLAN & TRUST
$7.2M · 149 participants
Similar-size Management of Companies / Holdings plans
ORTHO MISSOURI, LLC
ORTHO MISSOURI 401(K) AND PROFIT SHARING PLAN
$7.8M · 46 participants
EUREKA REALTY PARTNERS INC DBA CRAIG REALTY GROUP
CRAIG REALTY GROUP RETIREMENT SAVINGS PLAN
$7.8M · 576 participants
CAN CAPITAL INC.
CAN CAPITAL, INC. 401(K) PLAN
$7.8M · 57 participants
NATIONAL FUEL GAS COMPANY
NATIONAL FUEL GAS COMPANY EMPLOYEE STOCK OWNERSHIP PLAN
$7.9M · 27 participants
PHELPS-TOINTON, INC.
PHELPS-TOINTON, INC. PROFIT SHARING PLAN
$7.9M · 7 participants
OLYMPUS VENTURES LLC
OLYMPUS VENTURES LLC 401(K) PROFIT SHARING PLAN & TRUST
$7.8M · 67 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B