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Original filing (PDF)20251009092305NAL0011145920001
OTIS WORLDWIDE CORPORATION
Form 5500
FILING_RECEIVED
OTIS RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 3
41% in single holdingNo recordkeeper disclosed7 service providers
Active participants
4,149
Accounts w/ balance
4,776
Plan assets (EOY)
$475.5M
Net assets (EOY)
$475.4M
How this plan invests
This plan
10 pooled trusts
Schedule D
13 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "State Street Global Advisors S&P 500 Index Ser A Common/collective trust" is 41% of plan.
- 14 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OTIS WORLDWIDE CORPORATION.
Plan sponsor
Name
OTIS WORLDWIDE CORPORATION
EIN
83-3789412
Address
1 CARRIER PLACE · FARMINGTON, CT · 06032
Phone
(855) 250-6947
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRANT THORNTON, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $258K | — |
| STATE STREET BANK AND TRUST CO | 04-1867445 | — | NONE | $139K | — |
| STATE STREET GLOBAL ADVISORS | 81-4017137 | — | NONE | $131K | — |
| ALLIANCEBERNSTEIN L.P. | 13-4064930 | — | NONE | $86K | — |
| GRANT THORNTON LLP | 36-6055558 | — | NONE | $36K | — |
| AON | 22-2232264 | — | NONE | $16K | — |
| PERSHING LLC | 13-2741729 | — | NONE | $0 | — |
Investments
8 direct securities · 10 pooled funds· $771.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$433.3M
9 holdings
Uncategorized
$309.6M
8 holdings
Pooled Separate Account
$28.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| State Street Global Advisors S&P 500 Index Ser A Common/collective trust | — | — | — | $192.0M | 40.4% | |
| S&P 500 LENDING SERIES FUND A STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 097 | Common Collective Trust | — | — | $192.0M | 40.4% | |
| INTERNATIONAL INDEX FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 157 | Common Collective Trust | — | — | $72.4M | 15.2% | |
| State Street Global Advisors SMID Cap Common/collective trust | — | — | — | $56.8M | 11.9% | |
| SMALL/MID CAP FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 453 | Common Collective Trust | — | — | $56.8M | 11.9% | |
| ALLIANCEBERNSTEIN BALANCED 60/40 ALLIANCEBERNSTEIN · EIN 04-6948485 / PN 000 | Common Collective Trust | — | — | $32.3M | 6.8% | |
| REAL ESTATE FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 374 | Common Collective Trust | — | — | $29.2M | 6.1% | |
| INTERMEDIATE STABLE VALUE FD NO.734 VOYA RETIREMENT INSURANCE & ANNUITY CO · EIN 71-0294708 / PN 007 | Pooled Separate Account | — | — | $28.2M | 5.9% | |
| State Street Global Advisors Emerging Market Common/collective trust | — | — | — | $23.7M | 5.0% | |
| EMERGING MARKETS INDEX FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 496 | Common Collective Trust | — | — | $23.7M | 5.0% | |
| State Street Global Advisors US Gov't Common/collective trust | — | — | — | $22.6M | 4.8% | |
| U.S. GOVERNMENT/CREDIT BOND FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 329 | Common Collective Trust | — | — | $22.6M | 4.8% | |
| Alight Financial Solutions Self Directed Brokerage Mutual Funds | — | — | — | $5.2M | 1.1% | |
| 9.5% maturing through 2030 | — | — | — | $5.0M | 1.0% | |
| State Street Global Advisors Tips Common/collective trust | — | — | — | $3.4M | 0.7% | |
| U.S. TREASURY INFLATION FUND (TIPS) STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 103 | Common Collective Trust | — | — | $3.4M | 0.7% | |
| State Street Global Advisors Gov’t Short Term Investment Fund Interest bearing cash | — | — | — | $1.0M | 0.2% | |
| U.S. SHORT-TERM FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 279 | Common Collective Trust | — | — | $960K | 0.2% |