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Original filing (PDF)20251014120802NAL0002848433001
FACTOR LAW INC.
Form 5500
FILING_RECEIVED
FACTOR 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
69
Accounts w/ balance
97
Plan assets (EOY)
$6.2M
Net assets (EOY)
$6.2M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FACTOR LAW INC..
Plan sponsor
Name
FACTOR LAW INC.
EIN
83-3433229
Address
33 W. MONROE · SUITE 400 · CHICAGO, IL · 60603
Phone
(872) 215-3032
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DUFEK & COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROTHSCHILD INVESTMENT CORP | — | CHICAGO, IL | INVESTMENT ADVISOR | $14K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MG MFG | $5K | — |
Investments
27 direct securities· $6.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual fund a | — | — | — | $1.3M | 21.3% | |
| American Funds 2050 Target Date Mutual fund a | — | — | — | $1.0M | 16.1% | |
| American Funds 2040 Target Date Mutual fund a | — | — | — | $704K | 11.3% | |
| American Funds 2045 Target Date Mutual fund a | — | — | — | $598K | 9.6% | |
| American Funds 2060 Target Date Mutual fund a | — | — | — | $366K | 5.9% | |
| Fidelity Small Cap Index Mutual fund a | — | — | — | $254K | 4.1% | |
| American Funds 2025 Target Date Mutual fund a | — | — | — | $205K | 3.3% | |
| American Funds 2055 Target Date Mutual fund a | — | — | — | $190K | 3.1% | |
| Fidelity Total International Index Mutual fund a | — | — | — | $188K | 3.0% | |
| Fidelity Mid Cap Index Mutual fund a | — | — | — | $171K | 2.8% | |
| Janus Henderson Global Tech Innovation Mutual fund a | — | — | — | $161K | 2.6% | |
| American Funds Fundamental Investors Mutual fund a | — | — | — | $151K | 2.4% | |
| Fidelity Intermediate Treasury Bond Index Mutual fund a | — | — | — | $113K | 1.8% | |
| Fidelity International Index Mutual fund a | — | — | — | $103K | 1.7% | |
| BlackRock Health Sciences Opportunities Mutual fund a | — | — | — | $87K | 1.4% | |
| American Funds New World Mutual fund a | — | — | — | $86K | 1.4% | |
| DFA US Vector Equity Mutual fund a | — | — | — | $84K | 1.4% | |
| PIMCO Investment Grade Credit Bond Mutual fund a | — | — | — | $68K | 1.1% | |
| American Funds Capital World Mutual fund a | — | — | — | $68K | 1.1% | |
| American Funds Europacific Growth Mutual fund a | — | — | — | $66K | 1.1% | |
| iShares Developed Real Estate Index Mutual fund a | — | — | — | $46K | 0.7% | |
| American Funds 2030 Target Date Mutual fund a | — | — | — | $45K | 0.7% | |
| Key Guaranteed Portfolio Fund Group annuity contract - | — | — | — | $43K | 0.7% | |
| American Funds 2035 Target Date Mutual fund a | — | — | — | $32K | 0.5% | |
| American Funds American High Income Mutual fund a | — | — | — | $30K | 0.5% | |
| May 2027 | — | — | — | $14K | 0.2% | |
| BlackRock Strategic Income Opportunities Mutual fund a | — | — | — | $9K | 0.1% |
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