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Original filing (PDF)20251001074343NAL0012892497001
TOI MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
THE ONCOLOGY INSTITUTE RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
691
Accounts w/ balance
348
Plan assets (EOY)
$20.8M
Net assets (EOY)
$20.8M
How this plan invests
This plan
13 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
80
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- 50% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TOI MANAGEMENT, LLC.
Plan sponsor
Name
TOI MANAGEMENT, LLC
EIN
83-1856196
Address
18000 STUDEBAKER ROAD · CERRITOS, CA · 90703
Phone
(562) 735-3226
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES, INC. | 33-0785439 | — | INVESTMENT ADVISORY | $46K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $32K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
20 direct securities · 13 pooled funds· $20.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$15.1M
13 holdings
Uncategorized
$5.9M
20 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $4.5M | 21.8% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $3.3M | 15.7% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $2.1M | 10.2% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $2.1M | 9.9% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.6M | 7.8% | |
| JPMorgan Large Cap Gr R6 Fund | — | — | — | $1.5M | 7.3% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.1M | 5.3% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.1M | 5.3% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $492K | 2.4% | |
| Fidelity Investments Fidelity Mid Cap Index R6 Fund | — | — | — | $452K | 2.2% | |
| Fidelity Investments Fidelity International Index R6 Fund | — | — | — | $350K | 1.7% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $275K | 1.3% | |
| Principal Global Investors Trust Company Principal Lifetime Hybrid Income Z | — | — | — | $261K | 1.3% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $261K | 1.3% | |
| Fidelity Investments Fidelity US Bond Index Fund | — | — | — | $235K | 1.1% | |
| Fidelity Investments Fidelity Small Cap Index R7 Fund | — | — | — | $194K | 0.9% | |
| PIMCO Income Institutional Fund | — | — | — | $181K | 0.9% | |
| Participant Loans to participants, bearing interest from 5.0% to 9.5% | — | — | — | $154K | 0.7% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $152K | 0.7% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $111K | 0.5% | |
| Dodge & Cox Dodge & Cox Stock X Fund | — | — | — | $76K | 0.4% | |
| Janus Henderson Janus Henderson Triton N Fund | — | — | — | $70K | 0.3% | |
| Carillon Family of Funds Carillon Eagle Mid Cap Growth R6 Fund | — | — | — | $64K | 0.3% | |
| American Funds American Funds Euro Pacific Growth R6 Fund | — | — | — | $61K | 0.3% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $54K | 0.3% | |
| American Funds American Funds New World R6 Fund | — | — | — | $49K | 0.2% | |
| JPMorgan Core Plus Bond R6 Fund | — | — | — | $34K | 0.2% | |
| American Beacon American Beacon Small Cap Value R6 Fund | — | — | — | $18K | <0.1% | |
| Neuberger Berman Neuberger Berman Real Estate R6 Fund | — | — | — | $14K | <0.1% | |
| Goldman Sachs Goldman Sachs International Small Cap Insights R6 Fund | — | — | — | $11K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $8K | <0.1% | |
| MFS Mid Cap Value R6 Fund | — | — | — | $5K | <0.1% | |
| PIMCO All Asset Institutional Fund | — | — | — | $2K | <0.1% |