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Original filing (PDF)20251014133145NAL0002895697001
SUNDAE, INC.
Form 5500
FILING_RECEIVED
SUNDAE 401(K) PLAN
401(k) retirement plan
Active participants
48
Accounts w/ balance
116
Plan assets (EOY)
$3.1M
Net assets (EOY)
$3.1M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUNDAE, INC..
Plan sponsor
Name
SUNDAE, INC.
EIN
83-1795790
Address
236 W. PORTALAVE · #328 · SAN FRANCISCO, CA · 94127
Phone
(415) 961-8202
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SENSIBA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP LLC | — | SANTA BARBARA, CA | NONE | $8K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $7K | — |
Investments
25 direct securities· $3.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $627K | 20.2% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $458K | 14.7% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $418K | 13.4% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $368K | 11.8% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $250K | 8.0% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $211K | 6.8% | |
| Dodge & Cox Stock X Dodge & Cox 0 | — | — | — | $197K | 6.3% | |
| Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $142K | 4.6% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $104K | 3.4% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $61K | 2.0% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $49K | 1.6% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $47K | 1.5% | |
| Vanguard Growth Index Adm Vanguard 0 | — | — | — | $42K | 1.3% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $31K | 1.0% | |
| PIMCO RAE US Small Instl PIMCO 0 | — | — | — | $21K | 0.7% | |
| Vanguard Interm-Term Bond Index Adm Vanguard 0 | — | — | — | $20K | 0.7% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $14K | 0.5% | |
| Voya Small Cap Growth R6 Voya 0 | — | — | — | $13K | 0.4% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $10K | 0.3% | |
| American Funds Bond Fund of Amer R6 American Funds 0 | — | — | — | $7K | 0.2% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $7K | 0.2% | |
| JPMorgan International Equity R6 JP Morgan 0 | — | — | — | $5K | 0.2% | |
| Carillon Eagle Mid Cap Growth R6 Carillon 0 | — | — | — | $2K | <0.1% | |
| American Century Mid Cap Value R6 American Century 0 | — | — | — | $2K | <0.1% | |
| Cohen & Steers Real Estate Secs Z Cohen & Steers 0 | — | — | — | $1K | <0.1% |
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