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Original filing (PDF)20250904095909NAL0016166881001
CASSIA
Form 5500
FILING_RECEIVED
CASSIA 403(B) RETIREMENT PLAN
403(b) retirement plan
Active participants
4,852
Accounts w/ balance
2,468
Plan assets (EOY)
$128.2M
Net assets (EOY)
$128.2M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 51% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CASSIA.
Plan sponsor
Name
CASSIA
EIN
83-1758728
Address
7171 OHMS LANE · EDINA, MN · 55439
Phone
(952) 855-5130
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-04
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $82K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | INVESTMENT ADVISOR | $59K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
| CHARLES SCHWAB & CO, INC. | 94-1737782 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTON LARSON ALLEN LLP | 41-0746749 | — | AUDITOR | $5K | — |
Investments
33 direct securities· $129.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement 2030 | — | — | — | $23.1M | 18.0% | |
| T. Rowe Price Retirement 2025 | — | — | — | $17.9M | 14.0% | |
| T. Rowe Price Retirement 2040 | — | — | — | $14.8M | 11.5% | |
| T. Rowe Price Retirement 2035 | — | — | — | $14.4M | 11.3% | |
| T. Rowe Price Retirement 2045 | — | — | — | $9.8M | 7.6% | |
| T. Rowe Price Retirement 2050 | — | — | — | $8.1M | 6.3% | |
| T. Rowe Price Retirement 2055 | — | — | — | $7.4M | 5.8% | |
| T. Rowe Price Retirement 2020 | — | — | — | $5.9M | 4.6% | |
| Fidelity 500 Index | — | — | — | $5.1M | 4.0% | |
| American Funds Growth Fund | — | — | — | $2.6M | 2.0% | |
| T. Rowe Price Retirement 2010 | — | — | — | $2.0M | 1.6% | |
| MFS Value Fund | — | — | — | $1.9M | 1.5% | |
| T. Rowe Price Retirement 2015 | — | — | — | $1.9M | 1.5% | |
| Transamerica Life Insurance Company Guaranteed Investment Option | — | — | — | $1.6M | 1.2% | |
| Participant Loans Participant Loans - Interest Rate Range 4.25% to 9.50% - | — | — | — | $1.4M | 1.1% | |
| Participants Notes Receivable with interest rates of 4.25% to 9.50% | — | — | — | $1.4M | 1.1% | |
| Fidelity U.S. Bond Index | — | — | — | $1.3M | 1.0% | |
| Fidelity International Index | — | — | — | $1.3M | 1.0% | |
| Victory Sycamore Est Val R | — | — | — | $1.2M | 0.9% | |
| T. Rowe Price T. Rowe Price Retirement 2060 | — | — | — | $1.2M | 0.9% | |
| American Funds American Funds EuroPacific Gr R6 | — | — | — | $755K | 0.6% | |
| T. Rowe Price Retirement 2005 | — | — | — | $692K | 0.5% | |
| Fidelity Extended Market Index | — | — | — | $660K | 0.5% | |
| Prudential Total Return Bond | — | — | — | $618K | 0.5% | |
| Transamerica Government Money Market | — | — | — | $615K | 0.5% | |
| T. Rowe Price T Rowe Price Mid Cap Growth | — | — | — | $610K | 0.5% | |
| MFS New Discovery Value | — | — | — | $585K | 0.5% | |
| Putnam Small Cap Growth | — | — | — | $422K | 0.3% | |
| T. Rowe Price T. Rowe Price Retirement 2065 | — | — | — | $179K | 0.1% | |
| T. Rowe Price Retirement Balanced | — | — | — | $93K | <0.1% | |
| State Street Instl US Government Money Market | — | — | — | $53K | <0.1% | |
| State Street Self-Directed Brokerage Accounts | — | — | — | $52K | <0.1% | |
| Charles Schwab Instl Personal Choice Retment Account | — | — | — | $52K | <0.1% |