This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | — | RECORD KEEPER | $1.4M | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INCOME RESEARCH MANAGEMENT | 04-2955404 | — | INVESTMENT MANAGER | $559K | — |
| WELLINGTON TRUST | 04-2755549 | — | INVESTMENT MANAGER | $374K | — |
| PRUDENTIAL TRUST CO | 23-6994310 | — | INVESTMENT MANAGEMENT FEE | $353K | — |
| PRUDENTIAL INSURANCE CO | 22-1211670 | — | INVESTMENT MANAGER FEES | $309K | — |
| BROOKFIELD ASSET MANAGEMENT PRIVATE | 85-4917861 | — | INVESTMENT MANAGEMENT | $299K | — |
| TOWERS WATSON INVESTMENT SERVICES | 53-0181291 | — | INVESTMENT ADVISORY | $260K | — |
| STEPSTONE GROUP LP | — | LA JOLLA, CA | INVESTMENT MANAGER | $113K | — |
| HARRISON STREET ADVISORS | 45-3147571 | — | INVESTMENT MANAGEMENT | $70K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | TRUSTEE | $638K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERNST & YOUNG | 34-6565596 | — | AUDITOR | $49K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILLIS TOWERS WATSON | 53-0181291 | — | ACTUARY | $169K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DELOITTE TAX LLP | 86-1065772 | — | TAX RETURN PREPARER | $34K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S&P INDEX FUND NON LENDING NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 003 | Common Collective Trust | — | — | $594.4M | 23.3% | |
| PRU CORE PLUS BOND FUND PRUDENTIAL TRUST CO · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $255.5M | 10.0% | |
| ALL COUNTRY WORLD EXUS IMI FND NON NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 125 | Common Collective Trust | — | — | $203.4M | 8.0% | |
| EXTENDED EQUITY MARKET INDEX FUND NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 052 | Common Collective Trust | — | — | $135.0M | 5.3% | |
| PRIVEST PRUDENTIAL INSURANCE COMPANY · EIN 22-1211670 / PN 020 | Pooled Separate Account | — | — | $106.6M | 4.2% | |
| COLLECTIVE SHORT TERM INVESTMENTS NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 084 | Common Collective Trust | — | — | $81.8M | 3.2% | |
| WTC CTF BLENDED OPPORTUNIST EMERG WELLINGTON TRUST COMPANY NA · EIN 47-3828930 / PN 001 | Common Collective Trust | — | — | $68.2M | 2.7% | |
| PRUDENTIAL SHORT TERM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 041 | Pooled Separate Account | — | — | $10.3M | 0.4% | |
| COLLECTIVE AGGREGATE BOND INDEX NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 008 | Common Collective Trust | — | — | $2.6M | 0.1% | |
| CUSIP: 126650BS8 PVTPL KKR GROUP FIN CO Ill LLC SR NT 144A 5.125 DUE | — | — | $692K | $596K | <0.1% | |
| CUSIP: 75513ECK5 RTX CORPORATION 4.5% | — | — | $601K | $533K | <0.1% | |
| CUSIP: 64952GAT5 PVTPL NEW YORK LIFE INSURANCE 5.875% DUE 05-15-2033 | — | — | $606K | $517K | <0.1% | |
| CUSIP: 913017CJ6 RTX CORPORATION 4.35% DUE 04-15-2047 | — | — | $717K | $465K | <0.1% | |
| PVTPL BROADCOM INC 3.75% DUE | — | — | $478K | $348K | <0.1% | |
| CUSIP: 87305QCN9 PVTPL WENDYS FOG LLC SER 21-1 CL A-2-11 2.775% 06-15-2051 | — | — | $400K | $340K | <0.1% | |
| CUSIP: 754730AH2 REALTY INCOME CORP 2.1% | — | — | $363K | $335K | <0.1% | |
| CUSIP: 64952GAE8 PVTPL SUBWAY FOG LLC SER 24-1A CL A23 6.505% 07-30-2054 | — | — | $317K | $325K | <0.1% | |
| BEO CUSIP: 224044BY2 PVTPL CVS HEALTH CORP PASSTHRU CTF 7.507 DUE | — | — | $350K | $311K | <0.1% | |
| CUSIP: 864300AE8 PVTPL TTX CO 4.6% DUE 02-01-2049 | — | — | $350K | $304K | <0.1% | |
| CUSIP: 95058XAL2 RAYMOND JAMES FINL INC 3.75% 04-01-2051 | — | — | $349K | $255K | <0.1% | |
| CUSIP: 11135FBG5 PVTPL CARLYLE FIN L C SR NT 144A 5.65%DUE 09-15-2048 | — | — | $243K | $231K | <0.1% | |
| CUSIP: 575767AQ1 PVTPL NATIONWIDE MUT INS CO 4.35% DUE | — | — | $246K | $185K | <0.1% | |
| CUSIP: 14314CAA3 PVTPL CARLYLE HLDGS II FIN L C SR NT 144A 5.625% DUE | — | — | $194K | $177K | <0.1% | |
| 04-30-2050/04-30-2020 BEO CUSIP: 638671AN7 PVTPL NEW YORK LIFE INS CO 3.75% DUE | — | — | $206K | $151K | <0.1% | |
| 06-01-2044/05-29-2014 BEO CUSIP: 48250AAA1 PVTPL MASSACHUSETTS MUT LIFE INS CO SURPLUS NT 3.375% | — | — | $213K | $142K | <0.1% | |
| CUSIP: 756109CA0 RTX CORPORATION 3.75% 11-01-2046 | — | — | $85K | $64K | <0.1% | |
| 03-30-2043 BEO CUSIP: 14310FAA0 PVTPL COX COMMUNICATIONS INC NEW NT 144A4.7% DUE 12-15-2042 | — | — | $77K | $63K | <0.1% |
