Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AM | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $3K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $15K | — |
| Name | EIN |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT SCAI MASS MUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $4.4M | 63.2% | |
| Mass Mutual Life Insurance Company Fixed Account-Ins Gen Account - | — |
| Location |
|---|
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| ASCENSUS HOLDINGS INC DBA | — | SAN DIEGO, CA | CONTRACT ADMIN | $4K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $189 | — |
| — |
| — |
| $2.3M |
| 33.2% |
| IndexSelect Conservative Ret I - | — | — | — | $1.7M | 24.2% |
| Vanguard 500 Index Adm - | — | — | — | $1.4M | 19.7% |
| IndexSelect Moderate Ret I - | — | — | — | $937K | 13.6% |
| Notes receivable from participants Interest rates: 5.25% - 10.5% - | — | — | — | $245K | 3.6% |
| Vanguard Total Bond Market Ind - | — | — | — | $162K | 2.4% |
| Vanguard Total Intl Stock Adm - | — | — | — | $88K | 1.3% |
| Vanguard Mip-Cap Index Adm - | — | — | — | $42K | 0.6% |
| Vanguard Small-Cap Index Adm - | — | — | — | $41K | 0.6% |
| IndexSelect Aggressive 2035 Fund - | — | — | — | $29K | 0.4% |
| IndexSelect Aggressive Retire Fund CL I - | — | — | — | $26K | 0.4% |
