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Original filing (PDF)20250812102536NAL0007869041001
ALBERT EINSTEIN COLLEGE OF MEDICINE
Form 5500
FILING_RECEIVED
ALBERT EINSTEIN COLLEGE OF MEDICINE 403(B) RETIREMENT INCOME PLAN
401(k) retirement plan
Active participants
2,100
Accounts w/ balance
2,363
Plan assets (EOY)
$593.5M
Net assets (EOY)
$593.5M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALBERT EINSTEIN COLLEGE OF MEDICINE.
Plan sponsor
Name
ALBERT EINSTEIN COLLEGE OF MEDICINE
EIN
83-0621846
Address
1300 MORRIS PARK AVENUE · ROOM 1201 · BRONX, NY · 10461
Phone
(718) 430-3276
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$34K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $239K | — |
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | INVESTMENT ADVISOR | $52K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PKF O'CONNOR DAVIES LLP | 27-1728945 | — | ACCOUNTANT/AUDITOR | $19K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SEYFARTH SHAW LLP | 36-2152202 | — | ATTORNEY/LEGAL | $9K | — |
Investments
31 direct securities· $593.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | 635,188 | — | $129.7M | 21.9% | |
| Prudential Guaranteed Interest Account | — | 79,096,430 | — | $95.1M | 16.0% | |
| Vanguard US Growth Adm | — | 341,321 | — | $63.2M | 10.6% | |
| PIMCO Total Return Adm | — | 3,599,388 | — | $30.5M | 5.1% | |
| Janus Henderson Enterprise T | — | 209,188 | — | $29.2M | 4.9% | |
| MFS International Diversification R4 | — | 961,539 | — | $21.9M | 3.7% | |
| Fidelity Freedom Index 2030 IPR | — | 1,008,803 | — | $20.3M | 3.4% | |
| Fidelity Extended Market Index | — | 205,234 | — | $18.7M | 3.1% | |
| Fidelity Freedom Index 2040 IPR | — | 715,095 | — | $17.6M | 3.0% | |
| Fidelity Freedom Index 2045 IPR | — | 629,947 | — | $16.3M | 2.8% | |
| Fidelity International Index | — | 327,393 | — | $15.6M | 2.6% | |
| Fidelity Freedom Index 2025 IPR | — | 810,340 | — | $15.1M | 2.5% | |
| Fidelity Freedom Index 2035 IPR | — | 630,416 | — | $14.7M | 2.5% | |
| JPMorgan Equity Income R6 | — | 530,116 | — | $12.7M | 2.1% | |
| Fidelity US Bond Index | — | 1,231,725 | — | $12.6M | 2.1% | |
| Fidelity Freedom Index 2050 IPR | — | 468,542 | — | $12.2M | 2.1% | |
| Fidelity Emerging Markets Index | — | 1,123,047 | — | $11.7M | 2.0% | |
| Parnassus Core Equity IS | — | 177,009 | — | $10.6M | 1.8% | |
| Prudential Guaranteed Interest Separate Account | — | 7,518,209 | — | $9.8M | 1.7% | |
| Fidelity Freedom Index 2055 IPR | — | 298,315 | — | $6.4M | 1.1% | |
| Fidelity Capital & Income | — | 615,139 | — | $6.2M | 1.1% | |
| Vanguard Inflation Protected Adm | — | 256,857 | — | $5.8M | 1.0% | |
| Fidelity Freedom Index 2020 IPR | — | 298,670 | — | $4.7M | 0.8% | |
| Fidelity Freedom Index 2060 IPR | — | 196,893 | — | $3.6M | 0.6% | |
| Victory S Estb Value Class I | — | 75,585 | — | $3.5M | 0.6% | |
| NOTES RECEIVABLE FROM PARTICIPANTS | — | — | — | $2.3M | 0.4% | |
| NB Real Estate R6 | — | 101,607 | — | $1.4M | 0.2% | |
| Fidelity Freedom Index Income IPR | — | 95,071 | — | $1.1M | 0.2% | |
| Fidelity Freedom Index 2065 IPR | — | 68,314 | — | $1.0M | 0.2% | |
| Fidelity Freedom Index 2015 IPR | — | 12,966 | — | $185K | <0.1% | |
| Fidelity Freedom Index 2010 IPR | — | 1,369 | — | $18K | <0.1% |