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Original filing (PDF)20251003144240NAL0002496224001
HEADLANDS RESEARCH, INC.
Form 5500
FILING_RECEIVED
HEADLANDS RESEARCH 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
365
Accounts w/ balance
214
Plan assets (EOY)
$10.1M
Net assets (EOY)
$10.1M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "Vangrd 500 Index Fund Adm" is 26% of plan.
- 59% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (0 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEADLANDS RESEARCH, INC..
Plan sponsor
Name
HEADLANDS RESEARCH, INC.
EIN
83-0520149
Address
130 JOHN F. KENNEDY DR., STE 203 · LAKE WORTH, FL · 33462
Phone
(561) 208-3400
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ASSURANCE DIMENSIONS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INS AND ANNUITY CO | 71-0294797 | — | RECORDKEEPING FEES | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INS AND ANNUITY CO | 71-0294737 | — | INVESTMENT ADVISORY | $353 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORNERSTONE WEALTH GROUP | 82-2502694 | — | SERVICE PROVIDER | $0 | — |
Investments
34 direct securities · 1 pooled fund· $19.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$9.8M
34 holdings
Pooled Separate Account
$9.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MAP CONTRACT - SEPARATE ACCOUNT D VOYA LIFE INSURANCE AND ANNUITY CO · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $9.7M | 96.1% | |
| Vangrd 500 Index Fund Adm | — | — | — | $2.5M | 24.8% | |
| MyCompass Amer Fds 2050 Fd R | — | — | — | $1.2M | 12.0% | |
| MyCompass Amer Fds 2035 Fd R | — | — | — | $1.2M | 11.9% | |
| MyCompass Amer Fds 2025 Fd R | — | — | — | $1.2M | 11.7% | |
| MyCompass Amer Fds 2045 Fd R | — | — | — | $791K | 7.8% | |
| MyCompass Amer Fds 2020 Fd R | — | — | — | $543K | 5.4% | |
| MyCompass Amer Fds 2030 Fd R | — | — | — | $515K | 5.1% | |
| MyCompass Amer Fds 2055 Fd R | — | — | — | $403K | 4.0% | |
| MyCompass Amer Fds 2060 Fd R | — | — | — | $328K | 3.3% | |
| MyCompass Amer Fds 2040 Fd R | — | — | — | $245K | 2.4% | |
| AB Large Cap Grw Fnd Z | — | — | — | $159K | 1.6% | |
| MyCompass Amer Fds 2015 Fd R | — | — | — | $100K | 1.0% | |
| MyCompass Amer Fds 2065 Fd R | — | — | — | $98K | 1.0% | |
| Vangrd Tot Int Stk In F Adm | — | — | — | $93K | 0.9% | |
| Notes receivable from participants (4.25%-9.50%) | — | — | — | $87K | 0.9% | |
| Vangrd Mid-Cap Index Fund Adm | — | — | — | $45K | 0.4% | |
| Voya Fixed Account 4450 | — | — | — | $45K | 0.4% | |
| MFS Value Fund R6 | — | — | — | $41K | 0.4% | |
| Vangrd Small-Cap Index Fnd Adm | — | — | — | $35K | 0.3% | |
| American Funds New World R6 | — | — | — | $34K | 0.3% | |
| Vangrd Tot Bd Mkt Ind Fd Adm | — | — | — | $20K | 0.2% | |
| American Funds Bond Fd Am R6 | — | — | — | $17K | 0.2% | |
| DFA Global Real Est Sec Pt Ins | — | — | — | $14K | 0.1% | |
| Victory Integrity MCp Vl Fd R6 | — | — | — | $13K | 0.1% | |
| PIMCO Income Fund Ins | — | — | — | $11K | 0.1% | |
| DFA Infl-Prot Sec Port Ins | — | — | — | $8K | <0.1% | |
| Columbia High Yield Bond Fd I3 | — | — | — | $8K | <0.1% | |
| Putnam Small Cap Growth Fnd R6 | — | — | — | $8K | <0.1% | |
| MyCompass Amer Fds 2010 Fd R | — | — | — | $4K | <0.1% | |
| Macq Mid Cap Growth R6 | — | — | — | $3K | <0.1% | |
| Amer Bcn Small Cap Value R5 | — | — | — | $3K | <0.1% | |
| DFA Intl Small Comp Port Ins | — | — | — | $2K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) | — | — | — | $2K | <0.1% | |
| American Funds SMALLCAP R6 | — | — | — | $2K | <0.1% |
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