Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSRNCE CO OF AMER | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $16K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD D JONES & CO LP | — | ST LOUIS, MO | INVESTMENT ADVISOR | $12K | — |
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $3K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $1.5M | 54.0% |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $0 | — |
| SEPARATE ACCOUNT II TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $980K | 36.3% |
| Jpmorgan Smartret Blend 2020 R6 Mutual Fund | — | — | — | $403K | 14.9% |
| JPMORGAN SMARTRET BLND 2030 R6 MUTUAL FUND SHARES 0 | — | — | — | $309K | 11.4% |
| American Century Ultra(R) A Pooled Separate Account Mutual Fund 423 * American Funds Capital Wld Grwth Inc Pooled Separate Account Mutual Fund | — | — | — | $179K | 6.6% |
| American Funds Growth Fund of Amer. Pooled Separate Account Mutual Fund | — | — | — | $162K | 6.0% |
| Jpmorgan Smartret Blend 2050 R6 Mutual Fund | — | — | — | $147K | 5.4% |
| Hartford Small Cap Growth HLS IA Pooled Separate Account Mutual Fund 931 * Hartford Total Return Bond HLS IA Pooled Separate Account Mutual Fund | — | — | — | $117K | 4.3% |
| Jpmorgan Smartret Blend 2025 R6 Mutual Fund | — | — | — | $114K | 4.2% |
| Jpmorgan Smartret Blend 2040 R6 Mutual Fund | — | — | — | $111K | 4.1% |
| American Fund Europacific Growth R3 Pooled Separate Account Mutual Fund | — | — | — | $89K | 3.3% |
| Talcott Resolution Life Ins General Account Fixed Annuity | — | — | — | $77K | 2.9% |
| CRM Mid Cap Value Inv Pooled Separate Account Mutual Fund | — | — | — | $77K | 2.9% |
| Jpmorgan Large Cap Growth R6 Mutual Fund | — | — | — | $74K | 2.7% |
| Fidelity 500 Index Mutual Fund | — | — | — | $63K | 2.3% |
| Notes receivable from participants Ranging from 12 to 130 month maturities, with interest rates ranging from 6% to 8.5%. | — | — | — | $56K | 2.1% |
| Victory Munder Mid-Cap Core Growth Pooled Separate Account Mutual Fund 110 * AUL Stable Value Account Fixed Annuity | — | — | — | $56K | 2.1% |
| Invesco Equity and Income A Pooled Separate Account Mutual Fund | — | — | — | $51K | 1.9% |
| Jpmorgan Smartret Blend 2055 R6 Mutual Fund | — | — | — | $50K | 1.9% |
| Jpmorgan Smartret Blend 2060 R6 Mutual Fund | — | — | — | $50K | 1.8% |
| PARTICIPANTS LOANS 6% TO 8.5% 0 | Participant loans | — | — | $49K | 1.8% |
| Hartford Balanced HLS Pooled Separate Account Mutual Fund | — | — | — | $44K | 1.6% |
| Invesco Real Estate A Pooled Separate Account Mutual Fund | — | — | — | $36K | 1.3% |
| Jpmorgan Smartret Blend 2045 R6 Mutual Fund | — | — | — | $35K | 1.3% |
| EMPOWER FORFEITURES 0 | — | — | — | $35K | 1.3% |
| Jpmorgan Smartret Blend 2035 R6 Mutual Fund | — | — | — | $28K | 1.0% |
| Jpmorgan Large Cap Value R6 Mutual Fund | — | — | — | $28K | 1.0% |
| Fidelity Advisor Balanced Z Mutual Fund | — | — | — | $26K | 1.0% |
| Baron Small Cap Retail Pooled Separate Account Mutual Fund 1 * Blackrock Lifepath Dyn 2030 Instl Pooled Separate Account Mutual Fund | — | — | — | $23K | 0.9% |
| Victory Diversified Stock A Pooled Separate Account Mutual Fund | — | — | — | $23K | 0.8% |
| Goldman Sachs Mid Cap Value A Pooled Separate Account Mutual Fund | — | — | — | $18K | 0.7% |
| Blackrock Lifepath Dyn 2040 Instl Pooled Separate Account Mutual Fund | — | — | — | $16K | 0.6% |
| Calvert Equity A Pooled Separate Account Mutual Fund | — | — | — | $15K | 0.6% |
| Blackrock Lifepath Dyn Ret Instl Pooled Separate Account Mutual Fund | — | — | — | $15K | 0.6% |
| Hotchkis & Wiley Large Cap Value A Pooled Separate Account Mutual Fund | — | — | — | $13K | 0.5% |
| Hartford Disciplined Equity HLS IA Pooled Separate Account Mutual Fund | — | — | — | $13K | 0.5% |
| AB International Value A Pooled Separate Account Mutual Fund 283 * American Century Heritage A Pooled Separate Account Mutual Fund | — | — | — | $13K | 0.5% |
| Invesco Comstock A Pooled Separate Account Mutual Fund | — | — | — | $13K | 0.5% |
| Nexpoint Merger Arbitrage A Pooled Separate Account Mutual Fund | — | — | — | $10K | 0.4% |
| State Street S&P 500 Index Pooled Separate Account Mutual Fund | — | — | — | $9K | 0.3% |
| Templeton Growth A Pooled Separate Account Mutual Fund | — | — | — | $9K | 0.3% |
| EMPOWER PARTICIPANT LOANS 0 | Participant loans | — | — | $7K | 0.3% |
| Jpmorgan Mid Cap Growth R6 Mutual Fund | — | — | — | $7K | 0.3% |
| Davis NY Venture A Pooled Separate Account Mutual Fund | — | — | — | $6K | 0.2% |
| Keeley Small Cap Dividend Value A Pooled Separate Account Mutual Fund | — | — | — | $6K | 0.2% |
| Hartford Dividend and Growth HLS IA Pooled Separate Account Mutual Fund 805 * Hartford International Opp HLS IA Pooled Separate Account Mutual Fund | — | — | — | $5K | 0.2% |
| Jpmorgan Smartret Blend 2065 R6 Mutual Fund | — | — | — | $4K | 0.1% |
| JPMORGAN UNDSCVRDMGRS BEHAVIORAL VAL R6 MUTUAL FUND SHARES 0 | — | — | — | $4K | 0.1% |
| Trowe Price Midcap Vauel I Mutual Fund | — | — | — | $4K | 0.1% |
| Goldman Sachs High Yield A Pooled Separate Account Mutual Fund | — | — | — | $3K | <0.1% |
| MFS International New Discovery A Pooled Separate Account Mutual Fund | — | — | — | $2K | <0.1% |
| BNY Mellon Midcap Index Inv Pooled Separate Account Mutual Fund | — | — | — | $2K | <0.1% |
| American Century Small Cap Value A Pooled Separate Account Mutual Fund | — | — | — | $2K | <0.1% |
| Domini Impact Equity Investor Pooled Separate Account Mutual Fund 901 * Franklin Small Cap Value A Pooled Separate Account Mutual Fund | — | — | — | $2K | <0.1% |
| Invesco Small Cap Growth R6 Mutual Fund | — | — | — | $2K | <0.1% |
| Fidelity Emerging Markets K Mutual Fund | — | — | — | $2K | <0.1% |
| Fidelity Advisor International Capital Appreciation Z Mutual Fund | — | — | — | $2K | <0.1% |
| PIMCO Real Return A Pooled Separate Account Mutual Fund | — | — | — | $2K | <0.1% |
| Clearbridge Value Fund F1 Pooled Separate Account Mutual Fund | — | — | — | $2K | <0.1% |
