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Original filing (PDF)20251014150251NAL0001582483001
ESG ARCHITECTURE & DESIGN, INC.
Form 5500
FILING_RECEIVED
ESG ARCHITECTURE & DESIGN, INC. SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
100
Accounts w/ balance
145
Plan assets (EOY)
$27.9M
Net assets (EOY)
$27.9M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ESG ARCHITECTURE & DESIGN, INC..
Plan sponsor
Name
ESG ARCHITECTURE & DESIGN, INC.
EIN
83-0232786
Address
500 WASHINGTON AVENUE SOUTH · SUITE 1080 · MINNEAPOLIS, MN · 55415
Phone
(612) 373-4622
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BGM CPA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT | 33-0905143 | — | INVESTMENT ADVISORY | $58K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $49K | — |
Investments
24 direct securities · 1 pooled fund· $27.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$26.6M
24 holdings
Common Collective Trust
$1.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T Rowe Price Inst L/C Core Registered Investment Company | — | — | — | $4.3M | 15.5% | |
| Vanguard 500 Index Fund Admiral Registered Investment Company | — | — | — | $3.7M | 13.3% | |
| Fidelity Puritan Fund Inc Registered Investment Company | — | — | — | $3.3M | 12.0% | |
| Dodge & Cox Global Stock Fund #1049 Registered Investment Company | — | — | — | $2.1M | 7.5% | |
| Great West T. Rowe Price Mid Cap Registered Investment Company | — | — | — | $1.9M | 6.9% | |
| Victory Sycamore Est Value Fund Registered Investment Company | — | — | — | $1.6M | 5.8% | |
| Growth JP Morgan Value Advantage R6 Registered Investment Company | — | — | — | $1.3M | 4.7% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $1.3M | 4.7% | |
| JP Morgan Smart Retirement 2050 R6 Registered Investment Company | — | — | — | $1.2M | 4.2% | |
| JP Morgan Smart Retirement 2045 R6 Registered Investment Company | — | — | — | $1.1M | 3.8% | |
| JP Morgan Smart Retirement 2040 R6 Registered Investment Company | — | — | — | $1.0M | 3.7% | |
| Vanguard FTSE Soc Idx Adm Fund Registered Investment Company | — | — | — | $703K | 2.5% | |
| JP Morgan Smart Retirement 2030 R6 Registered Investment Company | — | — | — | $678K | 2.4% | |
| JP Morgan Smart Retirement 2055 R6 Registered Investment Company | — | — | — | $646K | 2.3% | |
| Vanguard Total BD Mkt Index Admiral Registered Investment Company | — | — | — | $640K | 2.3% | |
| Glenmede Small Cap Equity Inst Registered Investment Company | — | — | — | $517K | 1.9% | |
| JP Morgan Smart Retirement 2025 R6 Registered Investment Company | — | — | — | $510K | 1.8% | |
| JP Morgan Smart Retirement 2060 R6 Registered Investment Company | — | — | — | $391K | 1.4% | |
| Vanguard GNMA Fund (Admiral Shares) Registered Investment Company | — | — | — | $324K | 1.2% | |
| JP Morgan Smart Retirement 2065 R6 Registered Investment Company ** - MFS Global Growth R6 Fund Registered Investment Company | — | — | — | $212K | 0.8% | |
| JP Morgan Smart Retirement 2020 R6 Registered Investment Company | — | — | — | $115K | 0.4% | |
| JP Morgan Smart Retirement 2035 R6 Registered Investment Company | — | — | — | $110K | 0.4% | |
| Notes Receivable from Participants Interest at 4.25% - 9.5% | — | — | — | $63K | 0.2% | |
| (E) | — | — | $15K | $63K | 0.2% | |
| Parnassus Core Equity Fund Registered Investment Company | — | — | — | $15K | <0.1% |
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