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Original filing (PDF)20251014104027NAL0002656401001
REAL ALLOY RECYCLING, LLC
Form 5500
FILING_RECEIVED
REAL ALLOY RECYCLING 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
802
Accounts w/ balance
668
Plan assets (EOY)
$74.8M
Net assets (EOY)
$74.8M
How this plan invests
This plan
20 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for REAL ALLOY RECYCLING, LLC.
Plan sponsor
Name
REAL ALLOY RECYCLING, LLC
EIN
82-5404934
Address
3700 PARK EAST DRIVE · SUITE 300 · BEACHWOOD, OH · 44122
Phone
(216) 755-8826
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | 13-2638166 | NEW YORK, NY | INVESTMENT ADVISOR | $32K | — |
| ACTUARIAL BENEFITS CORPORATION | 20-1054428 | — | CONSULTANT | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $102K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CIUNI & PANICHI, INC | 34-1322309 | — | AUDITOR | $0 | — |
Investments
14 direct securities · 20 pooled funds· $75.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$50.0M
13 holdings
Uncategorized
$15.5M
14 holdings
Pooled Separate Account
$9.7M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYB 2030 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $10.1M | 13.5% | |
| PRIN LIFETIME HYB 2025 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $10.0M | 13.3% | |
| PRIN LIFETIME HYB 2020 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $7.5M | 10.0% | |
| PRIN LGCAP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $6.1M | 8.2% | |
| PRIN LIFETIME HYB 2035 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $5.9M | 7.9% | |
| PRIN LIFETIME HYB 2040 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $5.6M | 7.5% | |
| PRIN LIFETIME HYB 2015 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $3.4M | 4.5% | |
| Principal Life Insurance Company Principal Fixed Income Guaranteed Option | — | — | — | $3.3M | 4.4% | |
| Capital Research and Management Company American Funds The Growth Fund of America Class R-6 | — | — | — | $2.6M | 3.5% | |
| PRIN LIFETIME HYB 2050 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $2.4M | 3.3% | |
| PRIN LIFETIME HYB 2045 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $2.4M | 3.3% | |
| Participant Loans to participants, bearing interest from 4.25% to 9.50% | — | — | — | $1.9M | 2.6% | |
| Vanguard Group Vanguard Windsor II Admiral Fund | — | — | — | $1.8M | 2.4% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $1.5M | 2.0% | |
| Columbia Management Advisors Columbia Seligman Technology and Information Fund Institutional 3 Class | — | — | — | $1.4M | 1.9% | |
| Capital Research and Management Company American Funds EuroPacific Growth R6 Fund | — | — | — | $1.3M | 1.7% | |
| BlackRock Advisors LLC BlackRock Health Sciences Opportunities Portfolio Class K | — | — | — | $1.1M | 1.5% | |
| PRIN LIFETIME HYB 2055 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.1M | 1.4% | |
| PRIN LIFETIME HYB CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $812K | 1.1% | |
| PRIN CORE PLUS BOND SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $648K | 0.9% | |
| PRIN MIDCAP GROWTH SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $531K | 0.7% | |
| Metropolitan Management Metropolitan West Total Return Bond Fund Plan Class | — | — | — | $507K | 0.7% | |
| PRIN LIFETIME HY 2060 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $486K | 0.7% | |
| Principal Life Insurance Company Principal Global Investors International SmallCap Separate Account | — | — | — | $455K | 0.6% | |
| PRIN INTL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 014 | Pooled Separate Account | — | — | $455K | 0.6% | |
| PRIN LIFETIME HY 2065 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $310K | 0.4% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $304K | 0.4% | |
| Macquarie Diversified Income R | — | — | — | $283K | 0.4% | |
| Invesco Global Opportunities Fund Class R6 | — | — | — | $277K | 0.4% | |
| Vanguard Group Vanguard Real Estate Index Fund Admiral Shares | — | — | — | $247K | 0.3% | |
| MFS Investment Management MFS Utilities Fund Class R6 | — | — | — | $165K | 0.2% | |
| Principal Life Insurance Company Principal Global Investors Global Emerging Markets Separate Account | — | — | — | $149K | 0.2% | |
| PRIN GLBL EM MKT SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 013 | Pooled Separate Account | — | — | $149K | 0.2% | |
| PRIN LIFETIME HYB 2070 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $10K | <0.1% |